AML / KYC -Team Leader

Work Experience : -

Minimum 10+ years Exposure and Experience in working on complex AML / KYC cases – Customer Due – Diligence, Account activity reviews, KYC On-boarding, Sanction Screening for individuals and entities, suspicious activity monitoring and surveillance, economic sanctions, politically exposed person monitoring… etc.

Relevant Experience : -

• Coordinate with counterparts on customer / client onboarding and approvals across multiple functions / Units For e.g. : Front office, compliance team, AML middle office, Operations, Legal and Tax in a high pressure / time – sensitive environment
• Undertake renewal of due diligence on existing clients / counter parties to ensure identifications of changes in risk profile, including reputation and operational risk factors
• Monitor implementation of AML related audit recommendations which can be from internal / External auditors, regulators.
• Participate in design and testing of enhancement to client due diligence database, Reports and systems.
• Interacting with Onsite controllers on various operational issues.
• Setting up new AML / KYC Procedures, operationalizing with the Business, providing quality assurance and Establishing a Transparent Metrics Process
• Provide Ongoing KYC Due Diligence Support for Periodic Reviews and Event Based Reviews
• Help optimize the Client Onboarding Experience with a Focus on Minimal Touch Points while Satisfying Regulatory Requirements and Internal AML / KYC Procedures
• Help to gather metrics from various business partners and share regular, transparent MI Reporting to all Stakeholders

Education Qualification : -

Expertise and Competencies : -