Deputy Vice President - Listing Compliance Further Issues

Role and Responsibilities :

• Specialist in Securities Law (SEBI Act, SCRA, SCRR, LODR, ICDR, PIT, SAST, SECC, Delisting etc) and Company Law
• Processing of listing applications in compliance with ICDR, LODR, PIT, Takeover regs
• Monitoring of compliance with LODR, PIT, Takeover regs
• Actions against non-compliant companies as per SOP
• Analysis of disclosures made by companies for surveillance alerts and co-ordinating with BSE
• Surveillance team
• Automation of compliance monitoring function
• Co-ordinating with the IT team for website disclosures and electronic filing platform
• Co-ordinating with NSE team with respect to commonly listed companies
• Proactively participating in SEBI committee meetings
• Thought leadership in recommending policy level changes to SEBI
• Building relationship with SEBI CFD team
• Manage SEBI inspections

Preferred Skills :

(ref : iimjobs.com)