Compliance Specialist

Abans Financial Services Ltd. is a listed, diversified financial services company offering a comprehensive suite of solutions across broking, commodity trading, asset management, financing, and investment advisory. Headquartered in Mumbai, the company

operates with a strong presence in both Indian and global markets, serving institutional, corporate, and retail clients. As part of the larger Abans Group, the company continues to expand its footprint by delivering integrated financial services and building robust technology platforms to support its growing client base.

Role : Risk Management & Compliance

Location : Nariman Point, Mumbai

We are seeking an experienced professional to manage Risk Management System (RMS) and Exchange Compliance for our broking operations. The role focuses on real-time risk monitoring, adherence to exchange and SEBI norms, and strengthening internal control frameworks.

Key Responsibilities :

• Monitor real-time trading limits, margins, and exposures across segments.
• Ensure compliance with SEBI, Exchange, and internal risk policies.
• Review daily MTM risks and position limits.
• Coordinate with exchanges, auditors, and internal stakeholders for reporting and audits.
• Support automation and enhancement of RMS processes.

Requirements :

Skills and Qualification required :

visibility.

skills.

Interested candidates can share their resumes at :

rajeshree.hankare@abans.co.in

Subject line : LinkedIn - Exchange Compliance