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Compliance Officer- AIF

SKS Enterpprises - Human Resource Planning and ManagementThane, IN

7 days ago

Job description

Position Name - Compliance Officer

Location - Gift City, Gandhinagar

Experience Range - 5-8 yrs

Mandatory Requirement :

Ensure end-to-end compliance with IFSC regulations , corporate laws, and other regulatory frameworks

Job Roles and Responsibilities :

Responsible for overall Compliance, Legal and Corporate Secretarial functions of the GIFT Branch of the AMC.

Responsible for compliance under IFSC Regulations, Corporate Laws, etc. for GIFT Branch.

Supervising various Compliances as per IFSC regulations on day-to-day basis, internal compliance systems, etc.

Drafting of PPM, Contribution agreement, Trust Deed, etc.

Vetting / Drafting of various agreements with Vendors, Distributors, service providers,etc.

Understanding of the laws of various overseas jurisdictions where the fund is distributed.

Review of marketing materials for the Fund.

Listing / registering of the Funds at various overseas jurisdictions where the Fund is being marketed.

Preparation and filing of various periodical reports as required by the IFSC Regulator from time to time.

Interacting with the statutory authorities for approvals & clarifications

Reporting compliances to IFSC, ROC, RBI, etc.

Generation of MIS and reporting to top level management

Liasoning with the auditors on compliance issues

Liasoning with legal firms for review of documentation

Providing compliance updates to various departments

Qualification and Experience :

CS with atleast 5 years of Financial Services experience. AIF experience will be an added advantage.

LL. B / LL.M. A qualified lawyer from a premier Indian / International university will be an added advantage.

Other Degrees / Certifications / Vocational, Technical or Professional Qualifications

Good command of the law and excellent knowledge of the Indian legal system

Strong communication skills and very good command of the English language

Must demonstrate attention for detail and possess an investigative and questioning nature.

Proactive and having foresight.

Willing to locate to Ahmedabad / Gandhinagar and operate out of the branch in the GIFT city in Gandhinagar

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Compliance Officer • Thane, IN

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