Prachay Group - Chief Compliance Officer

About The Job

Job Description :

• Act as the compliance leader, strategist and subject matter expert assessing and advising on existing and emerging regulatory compliance requirements across the organization.
• Developing the annual compliance work plan that reflects the organizations unique characteristics.
• Periodically revising the compliance plan in light of changes.
• Guiding in a productive, professional way the compliance team.
• Overseeing and monitoring the implementation of the compliance program.
• Providing guidance, advice, and training.
• Providing strategic direction to the management on compliance.
• Preparing and presenting clear and concise compliance reports to the Board.
• Interacting with regulators on compliance issues.
• Co-ordinating efforts related to audits, reviews, and examinations.
• Coordinating internal compliance review and monitoring activities, including periodic reviews of departments.
• Independently investigating and acting on matters related to compliance.
• Monitoring external review processes.
• Advising on good governance practices and compliance of Corporate Governance norms as prescribed under various Corporate, RBI, Securities and Other Business Laws.
• Coordinate the board / general meetings and follow-up actions thereof.
• Play the central role in identifying and mitigating the level of Compliance risk in existing / new products and processes.
• Setting up training materials regarding Secretarial matters.
• Representing the Company at tribunals and courts.

Skills And Knowledge

Salary : As per Company standards

(ref : iimjobs.com)

Skills Required

Companies Act, Corporate Laws, FEMA, Rbi, Sebi, Risk Compliance, Governance, Contracts