Principal Officer ( NISM XA,XB)

About the Company

Eton Solutions is a hypergrowth fintech transforming the Family Office segment of the Wealth Management industry. Eton Solution’s AtlasFive® is a comprehensive enterprise management platform specifically designed to allow todays modern Family Office meet the unique and varied

For More details please visit : https : / / eton-solutions.com /

Key Responsibilities :

• Regulatory Compliance & Governance
• Act as Principal Officer under SEBI (Investment Advisers) Regulations, 2013.
• Ensure full compliance with SEBI regulations, including periodic filings, disclosures, and inspections.
• Oversee client KYC, risk profiling, and documentation as per SEBI guidelines.
• Liaise with SEBI and other regulators for reporting and audits.

Investment Advisory & Client Management :

Team Management & Operations :

Risk Management & Audit :

Key Skills & Competencies :

Strong knowledge of SEBI RIA regulations and fiduciary responsibilities.

Expertise in financial planning, wealth management, and investment advisory.

Strong client engagement, leadership, and communication skills.

Proficiency in financial planning tools, CRMs, and portfolio tracking software.

Education levels :

Must hold NISM Series-XA & XB certifications in Investment Advisory category.

Should be graduate.

Skills and Abilities and Other Characteristics :

Enthusiastic team player who enjoys both strategic and hands on work

Ability to analyze problems and develop creative solutions to complex product issues

Strong interpersonal, communication, and the ability to work effectively with all levels of employees

Physical Work Environment :

Office environment .

Other Duties :

Please note this job description is not designed to cover or contain a comprehensive listing of activities, duties or responsibilities that are required of the employee for this job. Duties, responsibilities and activities may change at any time with or without notice

Note :

Immediate joiners only

If interested, please share your updated resume to puja.sahu@eton-solutions.com

Shift- 1pm-10pm,2pm-11pm

Cab facility - We provide drop facility within 20km of company radius.

Map link- https : / / maps.app.goo.gl / grX6ZhwJuGTsGCuS8