Responsibilities
Team Management and Governance
- Lead and manage the India Risk Management team covering Risk and Assurance activities.
- Ensure timely completion of all deliverables and leadership requests.
- Drive cross-training and establish effective backup plans within the team.
- Develop and execute strategic plans for the Risk Management function in India.
Policies, Standards, and Procedures (PSP) Governance
Review and ensure compliance with Enterprise Policy Program standards.Track creation, renewal, expiry, and adherence of India-wide policies and standards.Maintain a comprehensive repository of organizational documents.Influence updates to policies and standards to strengthen risk management.Draft and maintain Risk Management PSPs and SOPs as scope expands.Corporate Insurance Management
Renew and manage insurance policies including Worker's Compensation, Property, D&O Liability, and CGL.Coordinate with insurance brokers for renewals and claims management.Physical Records Management
Oversee storage and transport of physical records through third-party vendors.Maintain inventory index to track data retention as per statutory requirements.Internal Audit Coordination
Finalize vendor selection and audit calendar for annual Internal Audit.Draft scope, coordinate internal teams, and facilitate audit execution.Support timely closure of audit observations and report status to Leadership Team (LT).Risk Reporting and Assurance
Prepare and present India-level Risk Reports aligned to Enterprise Risk Management framework.Report on key risk areas including phishing drills, data certification, sensitive data assessments, and HDD remediation.Coordinate monthly and quarterly assurance reporting to Risk Head and LT.Collaborate with US Risk Office and Cyber teams to enhance Risk Reporting coverage.Controls and Assurance Management
Prepare monthly controls execution reports and coordinate with Capital One US and India support teams.Report on IA TPM, ABAC, BCP testing, and Standard Adherence Assessments.Statutory and Leadership Reporting
Maintain governance artefacts (Vision, Roadmap, etc.) under SLQ2CQ framework.Present Risk and Assurance reports in Monthly Business Review and Quarterly Risk, Legal & Tech Committee meetings.Risk Framework Development
Ideate and implement India Risk Management framework across risk taxonomy.Refresh framework periodically based on emerging business risks.Partner with cross-functional teams to conduct Process Level Assessments.Maintain strong relationships with stakeholders to ensure timely delivery and effective governance.Basic Qualifications
Bachelor's degree.Minimum 11 years of experience in Banking or Risk Management.Minimum 4 years of experience in Enterprise Risk Management.Preferred Qualifications
12+ years of experience in Risk Management.Enterprise Risk Management Level 2 qualification (IRM).Strong understanding of COSO framework, ISO 31000, and ISO 27001 standards.Skills Required
Risk Assessment, Data Analysis, Regulatory Compliance, Risk Mitigation, Project Management, Financial Modeling, Quantitative Analysis