Senior Risk and Compliance Management Analyst

Dezerv is a house of investing solutions for high-net-worth and affluent Indians. Dezerv is co-founded by Sandeep Jethwani, Vaibhav Porwal, and Sahil Contractor. They have led successful wealth management businesses and managed over USD 7 billion in assets. The Dezerv team brings together decades of investing expertise from leading global financial institutions like JP Morgan, UBS, BNP Paribas, etc. Our team of experts monitors the performance of portfolios and rebalance them if required to ensure long-term success. We are backed by marquee firms like Premji Invest, Accel, Elevation, Matrix, etc. Since inception, our clients have trusted us with over 12000+ Crs of their assets.

Why are we building Dezerv?

Investing is stressful and emotional. Building & growing wealth is difficult and time-consuming. Most individuals struggle with managing their investments and money. Our goal is to help individuals grow their wealth without the stress, time, and costs involved in a traditional investment. At Dezerv, we are building a platform that leverages our decades of investment expertise to help individuals invest better for their future.

What are we trying to solve / mission?

We are passionate about helping Indians invest better. We manage investments with active oversight to help both sophisticated and new investors build long-term wealth across various market conditions.

Key Responsibilities :

Governance :

• Develop, implement, and maintain internal policies, procedures, and controls to ensure adherence to SEBI regulations, internal guidelines, and industry best practices.
• Assist in establishing and maintaining robust corporate governance structures, including defining roles, responsibilities, and reporting lines with regards to information security.
• Prepare and present regular reports on GRC matters to senior management, and relevant committees.
• Facilitate internal and external audits, ensuring timely provision of information and resolution of findings.
• Maintain Oversight on the first line of defence both on adhoc as well as continuous basis.

Risk Management :

Compliance :

Qualifications & Skills :