Senior Associate, Market / Client Risk Management

At BNY, our culture allows us to run our company better and enables employees' growth and success.As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators and champions of inclusion, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance - and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.

We're seeking a future team member for the role ofto join ourteam This role is located in CHENNAI.

In this role, you'll make an impact in the following ways :

• Data Analysis for FINRA CAT / CAIS-Analyze data submission for CAT and CAIS to ensure compliance with FINRA regulations. Monitor and validate data accuracy and completeness. Identify and report discrepancies, errors, and inconsistencies. Perform root cause analysis and work with teams to resolve issues.
• T+1 Late Allocation and Affirmation Analysis-Analyze data for T+1 settlement process to address late allocation and affirmations. Identify trends and provide insights to mitigate delays. Collaborate with Operations and IT to enhance data reporting mechanism. Prepare reports and presentations on allocation and affirmation process.
• Collaboration and Communication-Work with teams across the organization to align data and support compliance initiatives. Effectively communicate findings to non-technical stakeholders. Provide training on data analysis told and techniques.
• Review Daily Trade Surveillance Reports- Review post trade surveillance reports and escalating potential issues for resolution.

To be successful in this role, we're seeking the following :

At BNY, our culture speaks for itself, check out the latest BNY news at :

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Our Benefits and Rewards :

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity / Affirmative Action Employer - Underrepresented racial and ethnic groups / Females / Individuals with Disabilities / Protected Veterans.

Skills Required

Data Analysis, Database Management, Analytical Skills, Financial Instruments