SPEC Finance - Principle Officer

Location : Gift City, 10-15 Years

Preferred Age : Around 40 Years

Employment Type : Full-Time

Job Summary :

The Principal Officer is a senior leadership position responsible for ensuring that the Fund Management Company operates in full compliance with the IFSCA (Fund Management) Regulations and other applicable laws. This role oversees the fund's operations, ensures adherence to regulatory guidelines, manages risk, and maintains effective communication with regulators, investors, and stakeholders.

The Principal Officer will lead the fund management team to achieve operational and strategic objectives while upholding the highest standards of integrity and professionalism.

Key Responsibilities :

• Ensure compliance with all IFSCA regulations, guidelines, and other relevant legal requirements.
• Oversee the implementation of investment strategies, ensuring alignment with the fund's approved mandate and regulatory framework.
• Act as the primary point of contact for IFSCA and other regulatory bodies, managing all required interactions and submissions.
• Prepare and submit timely and accurate reports, disclosures, and documentation to IFSCA and stakeholders.
• Develop, implement, and monitor comprehensive risk management policies and compliance protocols.
• Lead, mentor, and develop the entire fund management team, fostering a culture of excellence and regulatory adherence.
• Stay updated on regulatory changes and ensure the fund adapts proactively to maintain compliance.
• Review and approve investment decisions, ensuring consistency with the fund's risk appetite and objectives.
• Ensure transparent and timely communication with investors, including performance updates and financial reports.
• Represent the company in regulatory meetings, industry forums, and investor engagements.
• Ability to effectively communicate with and respond to the Board of Directors, Regulatory Authorities, and Stakeholders with clarity, accuracy, and professionalism.

Qualifications and Experience :

Skills and Competencies :

(ref : iimjobs.com)