Associate Consultant, Trade Surveillance

About Northern Trust :

Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.

Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service.

Key Responsibilities :

• Trade Surveillance :

o Conduct daily reviews and analysis of trading activity across FX and other asset classes, utilizing surveillance tools and techniques to identify potential market abuse or irregularities.

o Generate and investigate alerts related to insider trading, market manipulation, and other misconduct.

o Escalate suspicious activities to senior management and compliance teams, providing detailed and accurate analysis.

o Ensure adherence to global regulatory frameworks, including but not limited to MiFID II, MAR, Dodd-Frank, and other jurisdiction-specific rules.

o Collaborate with compliance and legal teams to maintain a robust surveillance framework aligned with evolving regulations.

o Provide specialized monitoring of FX trading activities, including spot, forwards, and derivatives markets.

o Identify trends and behaviors that may indicate market manipulation, such as front-running or spoofing.

o Contribute to surveillance efforts across equities, rates, and fixed income, leveraging a multi-asset perspective to strengthen overall surveillance capability.

o Partner with front-office teams, compliance, and technology to ensure surveillance systems and methodologies are effective and up to date.

o Provide insights and recommendations for process improvements and control enhancements.

o Prepare clear, concise, and timely reports for senior management and regulators.

o Maintain meticulous records of all investigations and outcomes.

Key Qualifications and Experience :

Skills and Competencies :

Preferred Skills :

Working with Us :

As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.

Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve! Join a workplace with a greater purpose.

We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies! Build your career with us and apply today. #MadeForGreater

Reasonable accommodation

Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com .

We hope you're excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.

Apply today and talk to us about your flexible working requirements and together we can achieve greater.

About Our Pune Office

The Northern Trust Pune office, established in 2016, is now home to over 3,000 employees. The office handles various functions, including Operations for Asset Servicing and Wealth Management, as well as delivering critical technology solutions that support business operations across the globe.

Our Pune team takes our commitment to service to heart. In 2024, they volunteered more than 10,000+ hours into the communities where they live and work. Learn more.