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Compliance Assistant

Compliance Assistant

HDFC securitiesIndia
8 days ago
Job description

Job Description

Monitor adherence to internal policies and legal standards.

Able to respond Exchange queries, data requirements from Exchanges.

Provide data towards Offsite inspections carried out by Exchanges

Provide support in drafting, updating, and reviewing company policies and procedures.

Respond to compliance-related inquiries and provide guidance as needed.

Collaborate with internal departments and external regulatory bodies as required.

Ability to interpret and implement complex regulations and guidelines.

Strong problem-solving skills and ability to make sound decisions.

High level of integrity and professionalism.

Ability to work independently and collaboratively within a team.

Strong written and verbal communication skills.

Capability to handle sensitive information with confidentiality.

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Assistant Compliance • India

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