Controls Testing-First Line of Defense

Description

Lead and support controls testing to ensure compliance with Laws, Rules, and Regulations (LRR) for Own Funds, Eligible Liabilities, and all RWA risk types.

Own and deliver high-quality, timely control testing and sample reviews of 1LOD work.

Prepare workpapers and reports to a high standard using agreed templates.

Document issues and agree on remediation with stakeholders.

Provide subject matter input on controls and PRA regulatory reporting compliance.

Conduct walkthroughs and test control design and operating effectiveness for regulatory compliance.

Review and provide feedback on 1st Line Of Defense control testing samples.

Document test results and issues per agreed templates.

Requirements

Strong written and verbal communication; able to collaborate with reporting teams globally with 4-10 years of experience.

Skilled in presentations and advanced Microsoft Excel.

Solid understanding of balance sheet, finance processes, and control / governance frameworks.

Experience with PRA regulatory reporting, SOX testing, and practical knowledge of PRA capital rule compliance.