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Compliance Executive

Compliance Executive

ConfidentialMumbai
20 days ago
Job description

Key Responsibilities

  • Coordinate effectively between internal departments and external regulatory bodies
  • Manage follow-ups with various teams to ensure timely task completion
  • Help maintain management information systems (MIS)
  • Prepare compliance reports and documentation as required
  • Support the compliance team with ad-hoc reports
  • Handle additional responsibilities as assigned by team

Qualifications

  • Strong organizational and interpersonal communication skills
  • Proficiency in Microsoft Excel
  • Basic understanding of capital markets structure and operations
  • Attention to detail and ability to work in a fast-paced environment.
  • Bachelor's degree in Finance, Commerce, Business Administration or related field.
  • What We Offer

  • Training in financial compliance procedures.
  • Exposure to regulatory frameworks and compliance best practices.
  • Opportunities for career advancement within the organization.
  • Collaborative work environment with learning opportunities from industry professionals.
  • Skills Required

    Companies Act, Stock Broking, Audit Compliance, Statutory Compliance, sebi regulations

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    Compliance Executive • Mumbai

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