Manager Risk

Responsibilities 1. Develops, implements, and provides ongoing support of key controls, control activity and departmentalaccess requirements in conjunction with leadership including maintaining and monitoring key documents.2. Works closely with management to identify exposure and evaluate controls relating to businessobjectives, process workflows, and service initiatives. Assists management in identifying mitigationtechniques and assessing the adequacy of those techniques; performs analysis to identify and manageaudit and control.3. Provides facilitation and analytical support to ensure internal controls are properly aligned andimplemented to ensure department’s flawless service and compliance with all business partnerexpectations. Provides education to crew around audit and control issues in order to create awareness,education, and compliance and prepares and presents control reports to management, highlightingfindings, trends, and level of exposure.4. Facilitates periodic assessment of key business controls, collaborates with other division departmentssharing best practices on control management and communicates control solutions effectively to allappropriate parties. Consults with Enterprise Risk Management, Information Security, Internal Audit andCorporate Compliance, Legal, Information Technology, to strengthen the audit program.5. May be assigned ownership of the Business Contingency Program (BCP) and positively influencesdepartment toward meeting departmental objectives. Works with internal management to assess businessunit dependencies, process flow, and recovery requirements as a basis for the development, testing,implementation and maintenance of business contingency plans. Acts as the lead department coordinatorand liaison to the Division Contingency Team. Onboards, trains and supports contingency coordinators andensures continuing education. Acts as an internal consultant for department coordinators for completion ofcontingency plans and testing. Evaluates the effectiveness of testing and maintenance programs for allcontingency planning functions. Evaluates content of contingency plans to ensure compliance withestablished corporate and regulatory framework.6. Utilizes a variety of methods to review business objectives and process workflows as a basis for planningefforts. Identifies and analyzes complex inter-dependencies within and among business processes, anddemonstrates ability to comprehend how the failure of one or more components adversely impacts theoverall process and downstream stakeholders.7. Works independently to resolve complex issues which if left unaddressed could adversely affect thedepartment.8. Collaborates with other division departments sharing best practices on control management andcommunicates control solutions effectively to all appropriate parties. Consults with Enterprise RiskManagement, Information Security, Internal Audit and external Audit, Corporate Compliance, Legal,Information Techn Additional Responsibilities :

• Undergraduate degree or equivalent experience is preferred.
• Minimum three years general experience and three years industry experience.Prior contingency planning experience is a plus. Currently holds, working towards, orwillingness to obtain business continuity planning certification.
• Working knowledge of the financial services industry preferred
• Familiarity with risk management concepts and internal control operations preferred
• Experience leading cross functional / departmental projects preferred.
• Strong oral and written communication skillsExcellent relationship management, time management and organizational skills; ability to workindependently and within teams.
• Ability to maintain strong knowledge of applicable company and departmental business