This job offer is not available in your country.

▷ Apply in 3 Minutes : Compliance Officer- AIF

SKS Enterpprises - Human Resource Planning and ManagementIndia

10 hours ago

Job description

Position Name - Compliance Officer

Location - Gift City, Gandhinagar

Experience Range - 5-8 yrs

Mandatory Requirement :

Ensure end-to-end compliance with IFSC regulations, corporate laws, and other regulatory frameworks

Job Roles and Responsibilities :

Responsible for overall Compliance, Legal and Corporate Secretarial functions of the GIFT Branch of the AMC.

Responsible for compliance under IFSC Regulations, Corporate Laws, etc. for GIFT Branch.

Supervising various Compliances as per IFSC regulations on day-to-day basis, internal compliance systems, etc.

Drafting of PPM, Contribution agreement, Trust Deed, etc.

Vetting / Drafting of various agreements with Vendors, Distributors, service providers,etc.

Understanding of the laws of various overseas jurisdictions where the fund is distributed.

Review of marketing materials for the Fund.

Listing / registering of the Funds at various overseas jurisdictions where the Fund is being marketed.

Preparation and filing of various periodical reports as required by the IFSC Regulator from time to time.

Interacting with the statutory authorities for approvals & clarifications

Reporting compliances to IFSC, ROC, RBI, etc.

Generation of MIS and reporting to top level management

Liasoning with the auditors on compliance issues

Liasoning with legal firms for review of documentation

Providing compliance updates to various departments

Qualification and Experience :

CS with atleast 5 years of Financial Services experience. AIF experience will be an added advantage.

LL. B / LL.M. A qualified lawyer from a premier Indian / International university will be an added advantage.

Other Degrees / Certifications / Vocational, Technical or Professional Qualifications

Good command of the law and excellent knowledge of the Indian legal system

Strong communication skills and very good command of the English language

Must demonstrate attention for detail and possess an investigative and questioning nature.

Proactive and having foresight.

Willing to locate to Ahmedabad / Gandhinagar and operate out of the branch in the GIFT city in Gandhinagar

Create a job alert for this search

Compliance Officer • India

Related jobs

Promoted

Compliance Officer

Fincart Financial PlannersIndia

Job Title : Compliance Officer Location : Noida Employment Type : Full-Time.Job Purpose : To ensure organizational compliance with all applicable statutory, regulatory, and internal governance requirem...Show moreLast updated: 30+ days ago

Promoted

PMS Operations & Compliance Officer (Company Secretary)

Stellar Capital ManagementIndia

At Stellar (https : / / stellarcapital.AI-powered wealth management for modern Indians.Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indi...Show moreLast updated: 24 days ago

Promoted

Compliance Officer

QX Global GroupIndia

Initial and maintenance compliance - Chasing documents, verifying, and uploading - Signing off file as per client guideline - Maintain contact with clients to determine staffing needs, solicit orde...Show moreLast updated: 30+ days ago

Promoted

Compliance Officer

TerraGiGIndia

Compliance Officer Department : .Statutory Compliance Location : .Role Overview As a Compliance Officer, you will play a key role in ensuring adherence to regulatory requirements, internal policies, an...Show moreLast updated: 2 days ago

Promoted

Compliance Manager

Emkay Global Financial Services LtdIndia

Monitoring of ongoing compliance and reporting as required under SEBI AIF and PMS regulation – Preparation and submission of required monthly, quarterly, annual regulatory / CTR and other compliance...Show moreLast updated: 30+ days ago

Promoted
New!

Compliance Officer- AIF

SKS Enterpprises - Human Resource Planning and ManagementIndia

Position Name - Compliance Officer.Location - Gift City, Gandhinagar.Ensure end-to-end compliance with IFSC regulations, corporate laws, and other regulatory frameworks. Job Roles and Responsibiliti...Show moreLast updated: 22 hours ago

Promoted

Principal Compliance Officer

PlusWealth Capital Management LLPIndia

PlusWealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, ...Show moreLast updated: 30+ days ago

Promoted

NBFC Compliance-8-15-Years-Prabhadevi

Mangalam Placement Pvt Ltd.India

We are seeking an experienced and detail-oriented Compliance Officer to join our team and ensure regulatory compliance for our NBFC operations. The ideal candidate will have hands-on experience with...Show moreLast updated: 22 days ago

Promoted

Lead Regional Compliance Specialist

Securitas GroupNagpur, IN

Lead Regional Compliance Specialist - APAC.India – open to Chennai / Hyderabad / Pune.We are a dynamic, dedicated team that provides management and support for a global guarding services account that s...Show moreLast updated: 30+ days ago

Promoted

Senior Compliance Specialist

CESNagpur, IN

Senior Compliance Analyst / Team Lead / AM / Manager and I think you could be a good fit.We are looking for 5+ years of experience in Compliance - Code of Ethics, I’d like to tell you a little more abou...Show moreLast updated: 26 days ago

Promoted

Compliance Officer

A.P. Moller - MaerskIndia

Moller - Maersk is an integrated container logistics company working to connect and simplify its customers’ supply chains. As the global leader in shipping services, the company operates in 130 coun...Show moreLast updated: 11 days ago

Promoted

Compliance Officer

Muthoot Fincorp Ltd.India

Officer - Compliance Insurance Regulatory Submission.Regulatory Submissions – Ensuring all the regulatory submissions are periodically uploaded in IRDA portal post concurrence with relevant stakeho...Show moreLast updated: 25 days ago

Promoted

Legal Compliance Officer

Wenger & WatsonIndia

Responsibilities : The Process Associate will be responsible for, but not limited to, the following tasks :  Review and draft agreements, along with other related documents such as board consents.Ma...Show moreLast updated: 30+ days ago

Promoted
New!

Apply in 3 Minutes : Compliance Manager

BackbaseIndia

As an IT Governance, Risk and Compliance (GRC) Manager, you enable Backbase in conducting its business in full compliance with all relevant national and international laws and regulations.This also...Show moreLast updated: 2 hours ago

Promoted

Assistant Manager Compliance

MashreqIndia

Manage and provide assistance to the Compliance Manager in the day-to-day operations of the Embedded Compliance Function, ensuring. Bank’s AML / KYC policies / procedures and.Maintain ongoing awareness...Show moreLast updated: 7 days ago

Lead Compliance Officer

SleekIN

Remote

Quick Apply

Through proprietary software and AI, along with a focus on customer delight, Sleek makes the back-office easy for micro SMEs. We give Entrepreneurs time back to focus on what they love doing - growi...Show moreLast updated: 15 days ago

Promoted

Compliance Officer

BHARAT RESEARCHERS CLOUDIndia

Bharat Researchers Cloud, based in Bengaluru, is dedicated to R&D and is developing the BHARC PLATFORM—a dynamic digital platform for the Research and Innovation sector. Our mission is to create 1,0...Show moreLast updated: 2 days ago

Promoted
New!

(Only 24h Left) Compliance Officer

BHARAT RESEARCHERS CLOUDIndia

Promoted

AVP - Global Financial Crimes Compliance Testing [T500-20106]

MUFGIndia

About Us Mitsubishi UFJ Financial Group, Inc.MUFG) is one of the world’s leading financial groups.Headquartered in Tokyo and with over 360 years of history, MUFG has a global network with over 2,70...Show moreLast updated: 30+ days ago

Promoted
New!

[Urgent Search] Compliance Officer

TerraGiGIndia

Position Title : Compliance Officer - Department : Statutory Compliance - Location : Karol Bagh.As a Compliance Officer, you will play a key role in ensuring adherence to regulatory requirements, inte...Show moreLast updated: 2 hours ago