Compliance Officer- AIF

Position Name - Compliance Officer

Location - Gift City, Gandhinagar

Experience Range - 5-8 yrs

Mandatory Requirement :

Ensure end-to-end compliance with

IFSC regulations , corporate laws, and other regulatory frameworks

Job Roles and Responsibilities :

Responsible for overall Compliance, Legal and Corporate Secretarial functions of the GIFT Branch of the AMC.

• Responsible for compliance under IFSC Regulations, Corporate Laws, etc. for GIFT Branch.
• Supervising various Compliances as per IFSC regulations on day-to-day basis, internal compliance systems, etc.
• Drafting of PPM, Contribution agreement, Trust Deed, etc.
• Vetting / Drafting of various agreements with Vendors, Distributors, service providers,etc.
• Understanding of the laws of various overseas jurisdictions where the fund is distributed.
• Review of marketing materials for the Fund.
• Listing / registering of the Funds at various overseas jurisdictions where the Fund is being marketed.
• Preparation and filing of various periodical reports as required by the IFSC Regulator from time to time.
• Interacting with the statutory authorities for approvals & clarifications
• Reporting compliances to IFSC, ROC, RBI, etc.
• Generation of MIS and reporting to top level management
• Liasoning with the auditors on compliance issues
• Liasoning with legal firms for review of documentation
• Providing compliance updates to various departments

Qualification and Experience :

CS with atleast 5 years of Financial Services experience. AIF experience will be an added advantage.