Talent.com
PMS Compliance Officer
PMS Compliance OfficerStellar Capital Management • Delhi, India
No longer accepting applications
PMS Compliance Officer

PMS Compliance Officer

Stellar Capital Management • Delhi, India
15 hours ago
Job description

Company Description

At Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles.

How are we different?

1) Intelligence

Institutional-grade AI and quantitative research — carefully crafted for human context

2) Personalization

Each portfolio is built from scratch — engineered to dynamically evolve with you

3) Experience

Your thoughts to our actions — a wealth experience so delightful it will help you sleep better

4) Safety

Unmatched transparency and security — well beyond just compliance requirements

Compensation Highlights

  • Top-of-market cash compensation
  • Free access to our employee-only investment fund

Role Description

We are recruiting for a versatile PMS Compliance Officer to ensure high standards of compliance and corporate governance :

  • Lead end-to-end compliance processes and liaisoning across SEBI, RoC, and other regulatory bodies, including for initial PMS license procurement
  • Proactively anticipate regulatory changes and adapt compliance processes ahead of formal announcements
  • Undertake the responsibilities of our designated company secretary
  • Coordinate closely with external CA, legal advisors, and internal stakeholders to uphold impeccable corporate governance
  • Manage internal financial operations
  • Preferred Background

  • Experience : 5+ years in compliance and operations for a SEBI-registered PMS, with a track record of successfully navigating regulatory audits
  • Education : Qualifications in CS (eligible to be the designated CS)
  • Versatility : Enthusiastic about proactively taking ownership of diverse responsibilities across compliance and operations
  • Bonus : Zero-to-one experience at fintech startups and interest in staying fluent in modern AI tools
  • Culture Code

    Fulfilment through the best work of our lives

    Pursuit of Excellence

    We are not a family; we are a high-performance sports team- and our sport is solving users' problems

    Talent Density

    We prefer to hire one AI-augmented superhuman over five average players- that's why we offer top-of-market compensation and free access to the employee-only fund

    Relentless Innovation

    Dare to solve daunting problems with first principles thinking, multidisciplinary ingenuity, resourcefulness, and grit

    The Fast and The Curious

    The speed of execution and improvement matters more than perfection

    Radical Candor

    Being kind is more important than being nice- say what people need to hear, not what you think they want to hear, and actively seek feedback

    Truth Alone Triumphs

    Change your mind when the facts change, and don't fool yourself with vanity metrics (Delulu is not the solulu)

    Pride in Craftsmanship

    What we build ends up building us- this is more than "just work"

    Fewer Rules Rule

    Thrive in freedom by being self-motivated, taking ownership, and always acting in our best interests

    Contact

    Share your resume directly with us at talent@optima.ai.

    Create a job alert for this search

    Compliance Officer • Delhi, India

    Related jobs
    QMS Compliance Director

    QMS Compliance Director

    SAN Automotive Industries • Faridabad, Republic Of India, IN
    SAN Automotive is a Tier-1 certified manufacturer specializing in high-precision.Serving top Indian and global OEMs—including Mitsuba, Honda, INEL, Denso, and JCB—we bring cutting-edge engineering,...Show more
    Last updated: 10 days ago • Promoted
    Compliance Officer

    Compliance Officer

    Systematix Shares & Stocks (I) Ltd. • Delhi, India
    Systematix Group is a leading diversified financial services firm offering a wide range of solutions, including Investment Banking, Institutional Equities, Wealth Management, Retail Broking, and As...Show more
    Last updated: 10 days ago • Promoted
    Safety and Compliance Officer

    Safety and Compliance Officer

    O.P. Jindal Global University (JGU) • Sonīpat, Republic Of India, IN
    Senior Director and Chief Engineer & and Infrastructure Officer.Infrastructure, Campus Operations & Estate Development.The Infrastructure, Campus Operations & Estate Development Department manages ...Show more
    Last updated: 2 days ago • Promoted
    Head of Compliance

    Head of Compliance

    Confidential • Delhi, India
    Regulatory Compliance (RBI & Other Authorities).Develop, implement, and maintain compliance programs in line with RBI regulations for PA, cross-border PA, and PPI license holders.Act as the primary...Show more
    Last updated: 1 day ago • Promoted
    AML Compliance Lead

    AML Compliance Lead

    CoinW • Delhi, Republic Of India, IN
    The Principal Officer (PO) shall be an officer at the management level.B) To avoid conflict of interest, PO should be exclusively for responsibilities as cast under chapter IV of the PML Act and no...Show more
    Last updated: 10 days ago • Promoted
    Principal Officer – Portfolio Management Services (PMS)

    Principal Officer – Portfolio Management Services (PMS)

    Confidential • Noida, Delhi, Delhi NCR
    Principal Officer – Portfolio Management Services (PMS).Portfolio Management & SEBI-Regulated Investment Advisory.NOIDA / Mumbai / Hybrid (Flexible Work Model). We are looking for a highly qualified...Show more
    Last updated: 15 days ago • Promoted
    Principal Officer / Compliance Manager

    Principal Officer / Compliance Manager

    CoinW • New Delhi, Delhi, India
    The Principal Officer (PO) shall be an officer at the management level.To avoid conflict of interest, PO should be exclusively for responsibilities as cast under chapter IV of the PML Act and not b...Show more
    Last updated: 10 days ago • Promoted
    PMS Compliance Officer

    PMS Compliance Officer

    Optima • Delhi, India
    We're not here to just digitalize wealth management.We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles. Institutional-grade AI and quantitativ...Show more
    Last updated: 7 hours ago • Promoted • New!
    Principal Officer / Compliance Manager

    Principal Officer / Compliance Manager

    Confidential • Delhi, India
    The Principal Officer (PO) shall be an officer at the management level.To avoid conflict of interest, PO should be exclusively for responsibilities as cast under chapter IV of the PML Act and not b...Show more
    Last updated: 11 days ago • Promoted
    Compliance Officer

    Compliance Officer

    PlusWealth Capital Management LLP • Noida, Uttar Pradesh, India
    PlusWealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, ...Show more
    Last updated: 30+ days ago • Promoted
    Sr. Compliance officer (Only UK healthcare Experience)

    Sr. Compliance officer (Only UK healthcare Experience)

    IMS People Possible • Delhi, India
    Compliance Officer / Senior Compliance Officer Location : .Shift Timings : 12 : 30 PM – 10 : 00 PM IST 1 : 30 PM – 11 : 00 PM IST (During Daylight Saving Time) About the Role : We are looking for a detail-orie...Show more
    Last updated: 1 day ago • Promoted
    Centricity - Compliance Officer

    Centricity - Compliance Officer

    CENTRICITY WEALTH TECH PRIVATE LIMITED • Gurgaon, India
    Compliance Office ( NSE & BSE Stock Exchange) Job Description : We are looking for a Compliance O...Show more
    Last updated: 17 days ago • Promoted
    ARTH - Senior Compliance Officer

    ARTH - Senior Compliance Officer

    ARTH • Gurgaon, India
    Job Title : Senior Compliance Officer About the Role : We are looking for a seasoned Senior Compliance Officer to lead and strengthen the compliance function...Show more
    Last updated: 18 days ago • Promoted
    Compliance Officer

    Compliance Officer

    Virtuous Advisors & Resources Private Ltd (Virtuous Resources) • Delhi, India
    Reports to : Head of Compliance.Ability to liaise and interact with regulators.Ensuring 100% compliance across all existing and new products that the company manages. Ensuring end-to-end compliance w...Show more
    Last updated: 21 days ago • Promoted
    Agreements and Compliance Officer

    Agreements and Compliance Officer

    O.P. Jindal Global University (JGU) • Sonīpat, Republic Of India, IN
    Review, draft, and vet contracts, MOUs, and service agreements in line with institutional policies.Coordinate with internal departments and external partners for documentation, approvals, and renew...Show more
    Last updated: 2 days ago • Promoted
    chief Compliance Officer _NBFC Compan

    chief Compliance Officer _NBFC Compan

    Confidential • Delhi NCR
    Oversee and ensure the organization's full compliance with applicable regulatory and statutory requirements, especially those prescribed by the Reserve Bank of India (RBI).Develop, implement, and m...Show more
    Last updated: 15 days ago • Promoted
    Junior Compliance Officer

    Junior Compliance Officer

    NovaaOne Capital Private Limited • Delhi, India
    SEBI & Capital Markets Compliance : • Ensure full compliance with SEBI (Merchant Bankers) Regulations, ICDR, LODR, Takeover Code, and related circulars and guidelines. Handle regulatory filings and c...Show more
    Last updated: 15 hours ago • Promoted • New!
    Compliance Officer

    Compliance Officer

    Confidential • Delhi, India
    Syrotech Networks is a leading enterprise specializing in the design, development, and manufacturing of Optical Fiber Network and Surveillance solutions. With 30 years of IT industry expertise, we d...Show more
    Last updated: 15 days ago • Promoted