Centricity - Compliance Officer

Compliance Office ( NSE & BSE Stock Exchange)

Job Description :

We are looking for a Compliance Officer with hands-on experience in Stock Exchange compliance (NSE & MSE). The ideal candidate will ensure all regulatory, statutory, and internal compliance requirements are met as per SEBI, NSE, and MSE norms.

Key Responsibilities :

• Ensure timely submission of regulatory reports to NSE, MSE, and SEBI.
• Monitor and implement stock exchange circulars and guidelines.
• Handle audit coordination (internal, exchange, and statutory).
• Maintain records of compliance reports, investor grievances, and action taken reports.
• Conduct periodic internal checks and ensure adherence to compliance manuals and processes.
• Liaise with exchange officials and internal departments to address compliance observations.
• Assist in reviewing and updating compliance policies as per regulatory changes.
• Support the compliance head in regulatory inspections and audits.

Candidate Profile :

(ref : iimjobs.com)