Chief Regulatory Compliance Officer
Vivriti Asset ManagementAhmedabad, Republic Of India, IN23 days ago
Job descriptionChartered Accountant (CA), MBA (Finance), or CFA certification OR Postgraduate degree / diploma in Finance, Law, Accountancy, Business Management, Commerce, Economics, Capital Markets, Banking, Insurance, or Actuarial Science from a recognized Indian or foreign institution. Minimum 5 years of relevant experience in financial services, including roles such as : Portfolio Manager / Fund Manager Investment Advisor / Broker Dealer Investment Banker / Wealth Manager Research Analyst / Credit Rating Analyst Market Infrastructure Institution / Financial Sector Regulator Consultancy in fund-related activities (deal due diligence, transaction advisory, etc.) Strong leadership and stakeholder management capabilities Excellent communication and organizational skills High integrity and attention to detail Ability to work independently and manage cross-functional teams Willingness to be based full-time at GIFT City
Job Title : Principal Officer
Location : GIFT City, Gandhinagar, Gujarat
About Vivriti Asset Management
Vivriti Asset Management, part of Vivriti Group, is a leading alternative asset manager focused on private credit. We bring together deep research, strong origination and structuring capabilities, and disciplined portfolio construction to create compelling investment opportunities in India’s credit markets.
Founded in 2017, Vivriti Group has deployed over USD 5.3 billion in credit to Indian enterprises and manages assets of over USD 1.5 billion.
Since inception, VAM has invested USD 1 billion across 100+ investees. Our investor base spans global institutions, domestic institutions and domestic private investors.
About the Role
We are seeking a seasoned professional to lead and oversee our Asset Management operations at GIFT City. The Principal Officer will be responsible for regulatory engagement, fund governance, and operational oversight, ensuring full compliance with IFSCA and other applicable regulations.
Roles & Responsibilities
- Regulatory Interface : Act as the primary liaison with IFSCA and other regulatory bodies, ensuring timely compliance and reporting.
- Fund Oversight : Lead fund management activities, ensuring alignment with investment objectives and regulatory frameworks.
- Performance Monitoring : Oversee fund performance, disclosures, and investor reporting.
- Operational Management : Supervise day-to-day operations of the GIFT City unit, including fund flows, client onboarding, and transaction processing.
- Investment Evaluation : Screen and summarize investment proposals focused on structured financial solutions for mid-market corporates.
- Deal Execution Support : Collaborate with the India Investment Manager on deal evaluation, due diligence, investment recommendations, documentation, and execution.
- Market Intelligence : Support research into financial products, market trends, and business developments to inform strategy.
Qualifications
Candidates must meet one of the following criteria :
Experience
Note : Consultancy experience will be considered for a maximum of 2 years.
Key Skills & Attributes
Create a job alert for this search
Compliance Officer • Ahmedabad, Republic Of India, IN
Related jobs
Certivo turns regulatory evidence into market access.Our AI, CORA, automates supplier outreach, data extraction, and rule checks, then assembles market-ready packets mapped to every product × site ...Show moreLast updated: 13 days ago
%20Pvt.%20Ltd.)
- Promoted
Principal Officer
Dovetail Capital Private LimitedGandhinagar, Gujarat, India The Principal Officer will be responsible for the overall management, operations, and regulatory.The role involves leading fund management oversight, ensuring adherence to risk and.Oversee all oper...Show moreLast updated: 2 days ago
- Promoted
Regulatory Affairs Specialist – (APAC & RoW)
vueverse.Ahmedabad, IN Regulatory Submissions & Compliance.Author, compile, and submit regulatory dossiers to global health authorities, including USFDA, EMA, MHRA, TGA, HSA, NPRA, Thai FDA, Taiwan FDA, CDE, NMPA, PMDA, ...Show moreLast updated: 1 day ago
- Promoted
Compliance Engineer - Sustainability Compliance (Remote)
CertivoGandhinagar, INRemote
- Promoted
- New!
Legal Director
Syncarpnadiad, gujarat, in Looking for a "Legal leader" (Asst director / sr manager) with 8-12 years experience for a Global IT organisation based out of Chennai.
The role involves overseeing various legal functions within the ...Show moreLast updated: 7 hours ago
- Promoted
Assistant Manager – Corporate Compliance
Amneal PharmaceuticalsAhmedabad, Gujarat, India This position requires a professional with relevant experience in the pharmaceutical sector, with a focus on Anti-bribery, Anti-corruption, and other applicable global, national, and local complian...Show moreLast updated: 21 days ago
- Promoted
- New!
Corporate Counsel (Legal Ethics and Compliance)
Infosysnadiad, gujarat, in Experience required in the following areas : .Developing and implementing compliance program including drafting of policies and processes, defining and implementation of system controls and monitorin...Show moreLast updated: 7 hours ago
- Promoted
Compliance Officer
Prudent Corporate Advisory Services Ltd.Ahmedabad, Gujarat, India Prudent Corporate Advisory Services Ltd.Compliance with various regulations governing Mutual funds, Bonds, Insurance, NPS and other financial products.
.Liaise with external legal and regulatory aut...Show moreLast updated: 30+ days ago
- Promoted
Regulatory Affairs Officer
A.P. Moller - MaerskGandhinagar, Gujarat, India Moller - Maersk is an integrated container logistics company working to connect and simplify its customers’ supply chains.
As the global leader in shipping services, the company operates in 130 coun...Show moreLast updated: 30+ days ago
- Promoted
Tax Compliance Officer
Adani GroupAhmedabad, Gujarat, India Responsible for ensuring timely direct tax compliance and delivering strategic tax advisory across Adani Group companies.
The role supports centralized tax operations, aligning tax strategies with b...Show moreLast updated: 24 days ago
- Promoted
- New!
Vice Preisent / Assistant Vice President - Legal Compliance & Public Affairs
Marsh Indianadiad, gujarat, in We are seeking a talented individual to join our.Legal Compliance & Public Affairs.Marsh India Insurance Brokers Pvt Ltd.
This role will be based in Mumbai.This is a hybrid role that has a requireme...Show moreLast updated: 7 hours ago
- Promoted
- New!
Senior Manager : Legal & Compliance
ZOOM Communicationsgandhinagar, gujarat, in Senior Manager : Legal & Compliance.ZOOM is South Asia’s largest live broadcast services provider, pioneering the industry in India for over three decades.
We have delivered end-to-end broadcast solu...Show moreLast updated: 7 hours ago
- Promoted
Senior Manager - Risk and Compliance
Good Business LabAhmedabad, IN We use rigorous academic research to prove that worker well-being programs have business impacts.We develop market-ready, scalable interventions that benefit both workers and businesses.Our goal is...Show moreLast updated: 2 days ago
- Promoted
Compliance Officer
Tipsons GroupAhmedabad, Gujarat, India Ensure compliances with respect to SEBI Guidelines.Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.
Carrying out periodic reviews to ensure le...Show moreLast updated: 30+ days ago
- Promoted
Sr Compliance officer
IMS People PossibleAhmedabad, Gujarat, India Compliance Officer / Senior Compliance Officer.PM – 11 : 00 PM IST (During Daylight Saving Time).We are looking for a detail-oriented and proactive.
Compliance Officer / Senior Compliance Officer.The ...Show moreLast updated: 2 days ago
- Promoted
Compliance Officer
Analytix Business Solutions (India) Pvt. Ltd.Ahmedabad, Gujarat, India Primarily on Corporate Compliance and SOPs management, whilst also helping the team on Monthly / Quarterly / Annual closure of Books of Accounts, various documentations, etc.GSTR 1 & GSTR 3B Filing...Show moreLast updated: 2 days ago
- Promoted
- New!
Compliance Officer
SKS Enterpprises - Human Resource Planning and Managementnadiad, gujarat, in Position Name - Compliance Officer-AIF.Location - Gift City, Gandhinagar.Ensure end-to-end compliance with.Job Roles and Responsibilities : .
Ensure full compliance with all regulatory requirements un...Show moreLast updated: 7 hours ago
- Promoted
Assistant Manager Regulatory affairs
Biotech HealthcareAhmedabad, Gujarat, India Key objective of this role is to prepare, review, and maintain regulatory documents in compliance with international standards and country-specific requirements.
The role ensures timely preparation ...Show moreLast updated: 2 days ago
- Promoted
Assistant Manager - Corporate Compliance
Amneal PharmaceuticalsAhmedabad, Gujarat, India This position requires a professional with relevant experience in the pharmaceutical sector, with a focus on Anti-bribery, Anti-corruption, and other applicable global, national, and local complian...Show moreLast updated: 8 days ago