Senior Specialist - Compliance

Responsibilities :

• Manage compliance investigations including data review, conducting interviews of potential witnesses and subjects of the case, and drafting investigation reports
• Assist with determining root cause analysis and recommending corrective action plans that address concerns or errors potentially discovered in the investigation
• Oversee operational matters and perform other operational reviews, ensuring they are executed in a sensitive and confidential manner and with the highest levels of integrity, efficiency, and respectability, using investigating tools and methodologies
• Manage R1s hotline system to ensure that all incoming complaints and concerns are timely and carefully handled, and appropriate follow-up action is taken
• Assist with reviewing the compliance mailbox intake system and respond to inquiries as appropriate
• Manage the security and storage of information, evidence, and documents related to investigations
• Assist with preparing reports on investigation related metrics on an ad-hoc basis for presentation to senior management
• Assist Compliance, and HR as necessary, to ensure the effective and efficient functioning of the investigation process and any other related duties as assigned from time to time
• Stay informed of relevant compliance investigation best practices
• Assist the global Integrity & Ethics team in the development and distribution of compliance-related training materials and integrity insights

Required Qualifications :

Desired Qualifications :

Skills Required

Risk Assessment, policy development , audit management, Data Analysis