Consultant And Sr Consultant Risk Advisory - Internal Audit

Position summary :

As an Internal audit and SOX Senior, the individual should be a qualified CA / CPA / ACCA / MBA with extensive experience in Internal audit, IFC and a firm grasp of the SOX audit processes and methodology. The individual gets an excellent opportunity to interact with senior management as well as the opportunity to enhance your skills in the areas of technical competency, business development, client service and people development. In this role, you will be responsible for team handling on large projects encompassing the entire gamut of SOX – from conceptualization to crafting to implementation of the entire SOX program including documentation and control testing, evaluating internal controls, reliability of financial reporting, compliance with applicable laws and regulations and effectiveness and efficiency of operations including cost management. This should be a SOX framework implementer role.

Primary responsibilities :

You'll work as part of a team of problem solvers, helping to solve complex business issues from strategy to execution. Your responsibility for this role includes but are not limited to :

• Responsible for execution of internal audit assignments Audit, SOX, IFC Designing, walkthrough & Implementation, Business Process Review, Creation & mapping of Business Flow charts with RCM etc. (individually and as a team)

o Perform risk assessment procedures, including identification of significant accounts & classes of transactions and mapping of business processes.

o Prepare SOX documentation such as process flowcharts, process narratives and risk and controls matrix.

o Design attributes, perform test of design and operating effectiveness of controls

o Suggest improvements in the process by assessing risks and controls related to business imperatives, identify gaps, and assist in remediation.

o Plan, implement, coordinate, and execute all phases of SOX compliance, (to include leading walkthroughs and identifying / validating key controls, developing test procedures, executing, and documenting testing, and reporting results to Management)

o Ensure clear, concise, actionable, and practical observations and recommendations, with a well-documented process for communication and resolution with clients on SOX deficiencies observed.

Qualifications, skills, and experience

and proactively seek guidance, clarification and feedback.