Job Purpose Senior Manager / Assistant Vice President Compliance Testing
Qualification : CA / CMA / CS / MBA
Relevant Experience :
- Minimum 5 Years of experience in banking or NBFC industry in Internal audit / Compliance testing / Regulatory Compliance
Behavioral Competencies :
Ability to drive projects initiated by central teamAbility to work with cross functional teamsSelf Driven / Entrepreneurial in approachJob Responsibilities :
Carry out Compliance Testing for underlying functions as per the Annual Compliance Testing Plan.Team management, attention to details, planning and execution.Work with relevant stakeholders to ensure timely closure of actions.Preparation of memorandums and participation in committee meetings.Review of product, processes and SoPs.Compliance Testing under Risk Based Supervision guidelinesDiscussion with the senior stakeholders and department heads(ref : iimjobs.com)