Talent.com
This job offer is not available in your country.
Head of Investment Compliance

Head of Investment Compliance

Franklin TempletonMumbai, Maharashtra, India
23 days ago
Job description

At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring expertise that’s both broad and unique. From our welcoming, inclusive, and flexible culture to our global and diverse business, we provide opportunities to help you reach your potential while helping our clients reach theirs.

Come join us in delivering better outcomes for our clients around the world!

What is the Global Client Partnering (GCP) Team responsible for?

The GCP Team is responsible for delivering HR generalist support to designated business lines and locations, aligning people strategies with organizational goals. The team partners closely with the business, HR Centers of Excellence (COEs e.g. Compensation, Talent Acquisition, Org Development, Policy and Risk) and Senior HR Business Partners to manage employee relations matters, ensuring adherence to Franklin Templeton’s policies and compliance with local laws and market practices. The GCP team delivers strategic people management solutions that empower our business to grow, thrive, and succeed. We’re focused on building a high-performing, people-first culture that drives real impact. As HR Business Partner you’ll be part of a high performing team who deliver outstanding HR Business Partnering to the UK business.

What are the ongoing responsibilities of a HR Business Partner?

  • Act as a trusted advisor to employees and leaders, providing expert guidance on HR policies, practices, and solutions.
  • Analyse and resolve complex HR issues, delivering recommendations that align with both business objectives and HR best practices.
  • Partner with leaders and employees to design and deliver HR services and strategies that drive organizational success.
  • Provide consultation and support across the full talent management lifecycle, including workforce planning, performance management, and employee development.
  • Lead and contribute to high-impact initiatives, implementing large-scale, cross-functional solutions with regional or global reach.
  • Offer independent HR consulting to enhance team and leader effectiveness in areas such as succession planning, career development, compensation, and training.
  • Champion organizational change by applying change management principles to support business transformation and roll out global HR programs.
  • Proactively analyze employee relations trends, identifying root causes and recommending solutions to strengthen culture and engagement.
  • Educate leaders and employees on the interpretation and application of corporate policies, ensuring compliance and alignment with company values.

What ideal qualifications, skills and experience would help someone to be successful?

  • Experience HR partnering experience, ideally within the Financial Services industry.
  • Strong knowledge of UK and Ireland employment law, with the ability to apply it effectively in a business context.
  • Broad knowledge of core HR functions, including staffing, leadership and employee development, HR analytics, performance management, benefits, and compensation.
  • Experience using Workday or a similar ERP / HRIS platform preferred.
  • Bachelor’s degree or equivalent experience; CIPD qualification preferred.
  • Experience our welcoming culture and reach your professional and personal potential!

    Building teams with diverse skills, backgrounds, and experiences has always been important to us. Cultivating an inclusive culture where employees feel safe to share their voices is not only beneficial for our people, but also drives innovation and enables us to deliver better client outcomes. So, no matter your interests, lifestyle, or background, there’s a place for you at Franklin Templeton. We will provide you with tools, resources, and learning opportunities to help you excel in your career and personal life.

    Hear more from our employees

    We want our employees to be at their best. By joining us, you will connect with a culture that focuses on employee well-being and provides multidimensional support for a positive and healthy lifestyle. We understand that benefits are at the core of employee well-being and may vary depending on individual needs. Whether you need support for staying physically and mentally healthy, saving for life's adventures, taking care of your family members, or making a positive impact in your community, we aim to have you covered.

    Learn more about the wide range of benefits we offer at Franklin Templeton

    Franklin Templeton is an Equal Opportunity Employer. We are committed to providing equal employment opportunities to all applicants and existing employees, and we evaluate qualified applicants without regard to ancestry, age, color, disability, genetic information, gender, gender identity, or gender expression, marital status, medical condition, military or veteran status, national origin, race, religion, sex, sexual orientation, and any other basis protected by federal, state, or local law, ordinance, or regulation.

    As part of our commitment to fostering a diverse and inclusive work environment, we welcome applicants with flexible working arrangements in their current roles or those seeking a flexible working pattern. We encourage you to communicate any preferences for flexible working so that we can consider this during our hiring process. Additionally, returners – individuals who have taken a break from work – are also encouraged to explore our job opportunities.

    As a registered UK Disability Confident Committed Employer, we encourage you to disclose if you consider yourself to have a disability as part of your application. This information enables us to provide the necessary support and leverage your unique talents effectively.

    If you believe that you need an accommodation or adjustment to search for or apply for one of our positions, please send an email to In your email, please include the accommodation or adjustment you are requesting, the job title, and the job number you are applying for. It may take up to three business days to receive a response to your request. Please note that only requests for arrangements will receive a response.

    Create a job alert for this search

    Head Of Compliance • Mumbai, Maharashtra, India

    Related jobs
    • Promoted
    Sr.Manager-Investor Relations Compliance Role-8-15-Mumbai

    Sr.Manager-Investor Relations Compliance Role-8-15-Mumbai

    Mangalam Placement Pvt Ltd.Mumbai, Maharashtra, India
    Manager- Investor Relations Compliance Role.We are seeking a detail-oriented and proactive Investor Compliance Officer to join our Compliance team. The ideal candidate will ensure the organisation c...Show moreLast updated: 4 days ago
    • Promoted
    Head of Compliance

    Head of Compliance

    ConfidentialMumbai, India
    Artha Group is a performance-led investment house managing over ₹1,250 crores (USD 150M+) across five fund platforms including Artha Venture Fund, Artha Select Fund, and Artha Continuum Fund.Our ve...Show moreLast updated: 6 days ago
    • Promoted
    Chief Manager - Compliance & Secretarial

    Chief Manager - Compliance & Secretarial

    InCred Financial ServicesMumbai, Maharashtra, India
    Regulatory & Statutory Compliance : .Secretarial Standards (SS-1 & SS-2).Other applicable laws and regulations.Filing of returns, reports, and disclosures with MCA, SEBI, RBI, and stock exchanges.SEB...Show moreLast updated: 24 days ago
    • Promoted
    Investment Lead

    Investment Lead

    ConfidentialMumbai
    Monitor IRDA investment limits and ensure compliance with all statutory norms.Ensure strict process adherence and effectively address audit queries. Oversee investment limits and manage regulatory a...Show moreLast updated: 6 days ago
    • Promoted
    Chief Compliance Officer

    Chief Compliance Officer

    ConfidentialMumbai
    Role : Chief Compliance Officer.Advise leadership team and other stakeholders on various initiatives to mitigate third party corruption risks and other risks related to financial crimes.Design and ...Show moreLast updated: 30+ days ago
    • Promoted
    Nippon Life India Asset Management - Risk Analyst - Alternative Investment Fund Business

    Nippon Life India Asset Management - Risk Analyst - Alternative Investment Fund Business

    Nippon Life India Asset Management LimitedMumbai, India
    Department : Risk Level 3 -Manager Purpose of the Job : To Monitor the Risk of AIF Business Key r...Show moreLast updated: 18 days ago
    • Promoted
    Head - Compliance and MR

    Head - Compliance and MR

    ConfidentialMumbai City
    Our client - a very well reputed Group in Mumbai is looking for Head - Compliance and MR.Please send your resume at : [HIDDEN TEXT]. Job Description for Head - Compliance and MR.The Head of Complian...Show moreLast updated: 6 days ago
    Compliance (Wealth Management)

    Compliance (Wealth Management)

    Weekday AIMumbai, MH, IN
    Quick Apply
    This role is for one of Weekday’s clients.We are looking for a highly motivated and detail-oriented.The role involves overseeing compliance aspects across. Investment Advisory (RIA), Distribution, a...Show moreLast updated: 5 days ago
    • Promoted
    Head of Compliance

    Head of Compliance

    Artha GroupMumbai, Maharashtra, India
    Artha Group is a performance-led investment house managing over ₹1,250 crores (USD 150M+) across five fund platforms including Artha Venture Fund, Artha Select Fund, and Artha Continuum Fund.Our ve...Show moreLast updated: 30+ days ago
    • Promoted
    #SORIGIN is hiring for Investment Department - BD, Investor Relation, Compliance

    #SORIGIN is hiring for Investment Department - BD, Investor Relation, Compliance

    ConfidentialMumbai, India
    AIF - Lead Business Development & Head Compliance - Mumbai - 5-7 years.Effectively connecting and collaborating with industry professionals to grow Sorigin AIF network and assisting in establishi...Show moreLast updated: 6 days ago
    • Promoted
    Investor Relations Compliance Role-8-15-Mumbai

    Investor Relations Compliance Role-8-15-Mumbai

    Mangalam Placement Pvt Ltd.Mumbai, Maharashtra, India
    Role : Investor Relations Compliance Role.We are seeking a detail-oriented and proactive Investor Compliance Officer to join our Compliance team. The ideal candidate will ensure the organization com...Show moreLast updated: 12 days ago
    Head Investor Relations

    Head Investor Relations

    SuperCFOMumbai, MH, in
    Quick Apply
    The Head of Investor Relations will lead all external financial communications and investor engagement initiatives, acting as a key liaison between the company’s senior leadership and the domestic / ...Show moreLast updated: 23 days ago
    • Promoted
    Zonal Investment Head

    Zonal Investment Head

    ConfidentialMumbai
    Zonal Investment Head is responsible for taking driving the investment target of the mapped geography to increase AUM for the Bank through a team of Regional Investment Heads • Lead and monitor the...Show moreLast updated: 18 days ago
    • Promoted
    Investor Relations Compliance Role-8-15-Mumbai

    Investor Relations Compliance Role-8-15-Mumbai

    ConfidentialMumbai
    Role : Investor Relations Compliance Role.We are seeking a detail-oriented and proactive Investor Compliance Officer to join our Compliance team. The ideal candidate will ensure the organization com...Show moreLast updated: 6 days ago
    • Promoted
    Audit Compliance

    Audit Compliance

    ConfidentialMumbai
    Experience in IS Audit and Implementation.Exposure to ISO20000 / SSAE-18 / SOX-ITGC / PCIDSS / GDPR.Must have worked in IS / IT Risk Management. Must have any one of the Certifications CISA / CISM / CRISC and ISO...Show moreLast updated: 18 days ago
    • Promoted
    Head of Compliance

    Head of Compliance

    EYEGLOBAL SOLUTIONS PVT. LTD.mumbai, maharashtra, in
    Mandatory qualified Company Secretary (CS).A Chartered Accountant (CA) qualification is a strong advantage.We are seeking an experienced and highly skilled Head of Compliance to join our team.The i...Show moreLast updated: 18 days ago
    • Promoted
    • New!
    ▷ (Apply in 3 Minutes) Head of Compliance

    ▷ (Apply in 3 Minutes) Head of Compliance

    EYEGLOBAL SOLUTIONS PVT. LTD.Mumbai, Maharashtra, India
    Mandatory qualified Company Secretary (CS).A Chartered Accountant (CA) qualification is a strong advantage.We are seeking an experienced and highly skilled Head of Compliance to join our team.The i...Show moreLast updated: 2 hours ago
    • Promoted
    • New!
    Head of Legal Compliance [Urgent Search]

    Head of Legal Compliance [Urgent Search]

    CapitalXBMumbai, Maharashtra, India
    Experience Required : 10+ years PQE Reporting To : Executive Director About the Company : We are a Factoring NBFC, with AD Category III license, committed to providing innovative financial solution...Show moreLast updated: 2 hours ago