Compliance Risk Assessment AVP

Join us as a Compliance Risk Assessment AVP at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionise our digital offerings, ensuring unapparelled customer experiences.

The Compliance Risk Assessments is a team within Customer Protection, Wholesale Conduct and Regulatory Compliance (CWR) with responsibility for designing and executing the assessment of Compliance and Financial Crime risks across the business.

You may be assessed on the key critical skills relevant for success in role, such as experience with managing risk and controls to mitigate that risk exposure, as well as job-specific skillsets.

To be successful as a Compliance Risk Assessment AVP, you should have experience with :

Basic / Essential Qualifications

• Understanding of risk and control environment.
• Knowledge of Regulatory Compliance : Familiarity with laws and standards, and internal compliance frameworks.
• Risk Identification & Control Design : Ability to spot compliance risks and implement controls to mitigate them effectively.
• Policy Adherence & Documentation : Ensuring business activities align with documented policies and maintaining control evidence.
• Data Analysis for Risk Insights : Capability to analyze data to detect compliance issues and improve control processes.
• Stakeholder Communication : Skilled in presenting risk findings and collaborating with compliance, legal, and operational teams.
• Exposure to operating controls in a previous role.

Desirable Skillsets / Good To Have

This role will be based out of Pune.

Purpose of the role

To design and execute the risk management framework for identifying and assessing compliance risks that may arise from the bank's activities, products, or services.

Accountabilities

Assistant Vice President Expectations

All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship – our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset – to Empower, Challenge and Drive – the operating manual for how we behave.

Skills Required

Risk Identification Control Design, Exposure to operating controls, Stakeholder Communication, Understanding of risk and control environment, Knowledge of Regulatory Compliance, Policy Adherence Documentation, Data Analysis for Risk Insights