Regional Compliance Reviewer

Hi,

This is with regards to an opening with Global Banking Firm in Bangalore

Role - Manager Compliance Monitoring

Exp - 6-10 years

Location - Bangalore

Responsibilities :

The incumbent will be an individual-contributor within the Regional Assurance (Monitoring & Testing) department within the Compliance Office for Asia and will report functionally into the Head of Assurance (based in Singapore). Primary responsibilities include evaluating control effectiveness of Units’ adherence to regulations & Bank Core Compliance Policies and Procedures (non-Financial Crimes).

• Plan and execute controls evaluation reviews under the supervision of the Functional Team Leads.
• Conduct walkthroughs to understand and evaluate control environment
• Identify relevant key controls for testing
• Evaluate internal controls design and effectiveness and where issues identified, conduct root cause analysis and propose remedial actions
• Conduct validation of Management Action Plans in connection with review findings
• Demonstrate ownership of reviews from start to finish, and be able to work independently and in

group-setting.

organization and effectively manage stakeholder relationships to a mutually accountable, productive, respectful and trusted level.

If you are interested, kindly revert with your updated CV on prasanna@zodnik.in