Compliance Operations, Associate (Mumbai)

Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world's top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment offering : our superpower is the combination of human insights and unique investor-led content with a global expert network. We serve over 1,000 investment firms, offering clients 24 / 7 coverage through our team of 1,300+ employees located across nine offices.

Job Description

Position Overview

As Compliance Operations Associate, you'll be reporting to the Assistant Vice President of Compliance Operations based in Mumbai focusing on managing compliance risk, implementing changes to gain operational efficiencies for the overall Compliance team, reporting on key operational and performance metrics and creating procedures, guidelines and escalation protocols for new key tools / tasks.

Responsibilities :

• Adjudicate sanctions alerts from multiple sources.
• Investigate potential suspicious expert activity.
• Identify and report anomalies and trends in risk mitigation findings.
• Help validate the identities of our experts and investigate anomalies.
• Track and report compliance-related performance of employees' and our Compliance team to report findings to senior leadership.
• Identify and implement operational efficiencies within the Compliance team.
• Conduct thorough investigations of potential compliance violations.
• Maintain accurate and up-to-date records of all Compliance Operations' activities.
• Collaborate with internal teams (e.g., Legal, Tech, Finance) to mitigate risks and improve compliance processes.
• Stay abreast of relevant regulations and industry best practices.

Qualifications

Skills :

Qualifications :

Working hours

Additional Information

The successful candidate must, by the start of the employment, have permission to work in the country they are applying.

We know that to be truly innovative, we need to have a diverse team around us. That is why Third Bridge is committed to creating an inclusive environment and is proud to be an equal opportunity employer. If you are not 100% sure if you are right for the role, please apply anyway and we will be happy to consider your application.

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Skills Required

Aml, Kyc, Microsoft Excel