We are looking for an experienced and meticulous Compliance Manager to lead and strengthen the organizations compliance function in line with SEBI, AMFI, and other regulatory requirements. This role requires strategic thinking, hands-on execution, and strong collaboration across business functions to ensure a robust compliance culture.
Key Compliance & Reporting
- Ensure timely and accurate submission of statutory and regulatory reports to SEBI, AMFI, and other Monitor and implement changes as per SEBI circulars, guidelines, and regulatory updates applicable to Mutual Funds and PMS.
- Ensure ongoing compliance with PMLA regulations, including alerts review and closure processes.
- Conduct compliance audits across departments to ensure adherence to internal policies and statutory norms.
Legal & Documentation
Draft, review, and maintain legal agreements, investor disclosures, and business contracts.Review scheme documents, compliance checklists, marketing content, and investor & TrainingDraft agendas and minutes for internal governance and compliance Design and deliver compliance training programs for internal stakeholders and distribution ManagementAct as the point of contact for regulatory bodies, internal auditors, and external Collaborate with departments such as Investments, Operations, Legal, and Sales to ensure seamless compliance Skills and Minimum 710 years of experience in a compliance role within the mutual fund, PMS, or financial services industry.Strong understanding of SEBI, AMFI, PMLA, AIF regulations, and regulatory Excellent legal drafting, documentation, and policy-making skills.Proficiency in handling regulatory portals and audit processes.Strong communication, leadership, and cross-functional collaboration Additional qualifications such as CS, LLB, CFA (Level 1+), or specialized compliance certifications are preferred.ref : iimjobs.com)