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Senior Manager - Compliance - Mutual Funds

Senior Manager - Compliance - Mutual Funds

Skillflix Consultancy India Private LimitedMumbai, India
11 days ago
Job description

Job : Senior Manager - Compliance (Mutual Funds)

Experience : 7- 10 yrs

Requirements :

  • A post graduate degree holder (preferably CS / CA / LLB / LLM) with 8 to 10 years of relevant working experience in compliance within an asset management business, specifically in Mutual Funds.
  • Good at building relationships; you will be dealing with both internal and external stakeholders of ranging seniority on a day-to-day basis.

Roles and Responsibilities :

  • Regulatory Compliance : Ensure adherence to SEBI, RBI, and other regulatory guidelines for mutual funds.
  • Reporting and Filings : Manage quarterly, monthly, and yearly filings with regulatory bodies.
  • Compliance Support : Provide support to management, monitor training, and update compliance policies.
  • Regulatory Updates : Stay updated on regulatory developments and advise the business on compliance matters.
  • Compliance Framework : Develop and implement compliance framework within the organization.
  • Audit Support : Ensure smooth audit process by developing clear deliverables and activities.
  • Documentation : Draft, vet, and negotiate agreements and fund-related documents.
  • Process Improvement : Identify areas for improvement and communicate best practices.
  • Skills :

  • Strong understanding of mutual fund regulations
  • Excellent communication skills
  • Ability to work independently and under pressure
  • Team management and leadership skills
  • Industry Type - Financial Services

    Keywords - SEBI, Regulatory Compliance, MFRegulations, Regulatory Guidelines for MF, Compliance Framework

    ref : iimjobs.com)

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    Manager Compliance • Mumbai, India

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