IndiaBonds - Compliance Officer - Financial Services - Broking - CS

Company Profile : India Bond Private Limited is a SEBI registered and licensed Online Bond Platform Provider (OBPP). We are a financial company driven by technology with a passion to create an investment platform that provides access to the fixed income market in a low-cost, transparent and easy to use manner.

Each member of our core management team has decades of experience in either finance or technology. We are motivated by spearheading the digital revolution in the corporate bond market in India with our leadership expertise in both fixed income asset class and technology, as we aspire to provide a wholesome solution to bond investing. We assist investors with access to wide choice of bond investment opportunities that provide stability and good returns, thus helping them in generating predictable income and meeting their own investment objectives.

Job Title : Compliance Officer

Location : Kalina, BKC, Mumbai

Job Profile :

1. To ensure the compliance with the following regulations :

• SEBI (Stock-Brokers) Regulations, 1992 and circulars / notifications issued thereunder.
• SEBI (Non-Convertible Securities) Regulations, 2021 to the extent it is applicable to the functioning and operations of Stock-Brokers and / or Online Bond Platform Providers.
• SEBI (Intermediaries) Regulations, 2008
• Prevention of Money Laundering Act, 2002, as applicable for SEBI Registered Intermediaries.

2. Drafting, vetting, reviewing and negotiating the legal documents such as :

3. Further Responsibilities :

Qualification : CS (preference L.L.B.)

Industry Preferred : Financial Services (Broking)

What we offer :

ref : iimjobs.com)