ARTH - Senior Compliance Officer

Job Title : Senior Compliance Officer

About the Role :

We are looking for a seasoned Senior Compliance Officer to lead and strengthen the compliance function in our NBFC. The role requires deep expertise in regulatory frameworks governing NBFCs, including RBI guidelines, AML / KYC norms, lending regulations, and other financial regulations.

This is a leadership role with both strategic and operational responsibilities, suitable for someone with significant experience in financial services compliance.

Key Responsibilities :

• Develop, implement, and maintain the NBFC's compliance framework, policies, and procedures in line with RBI, SEBI, and other regulatory requirements.
• Monitor adherence to regulations, internal policies, and NBFC-specific guidelines, including AML / KYC, lending regulations, fair practices, and data privacy.
• Conduct risk assessments, internal audits, and compliance reviews to identify gaps and recommend corrective actions.
• Provide strategic guidance to senior management on regulatory changes, emerging risks, and compliance best practices.
• Manage relationships with regulators, auditors, and external stakeholders, ensuring timely reporting and resolution of observations.
• Ensure robust reporting, escalation, and remediation mechanisms for compliance incidents or breaches.

Qualifications & Experience :

Why Join Us

This is a senior leadership role in an NBFC offering the opportunity to shape compliance practices and risk culture. You will work closely with executive management to ensure regulatory adherence, mitigate risks, and build a strong compliance foundation that supports business growth.

(ref : iimjobs.com)