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Associate Manager II - Compliance

Associate Manager II - Compliance

NaviThane, IN
9 days ago
Job description

About the Team

The LSC team at Navi serves as a strategic partner to the business, ensuring the company's operations align with legal and regulatory frameworks. The team provides comprehensive legal counsel across various domains, including corporate law, regulatory compliance, and risk management. The team oversees corporate governance, ensuring adherence to statutory obligations and facilitating effective board and shareholder engagements. The team proactively manages compliance across multiple regulated sectors, adapting to evolving regulatory landscapes.

About the Role

As an Associate Manager II – Compliance , you’ll play a key role in supporting and strengthening Navi’s compliance framework. You’ll work closely with legal, business, and risk teams to ensure that Navi meets evolving regulatory expectations while enabling business growth. This role requires a sharp understanding of regulatory compliance, strong stakeholder management, and the ability to implement structured processes in a fast-paced environment.

What We Expect From You

  • Monitor regulatory updates applicable to Navi (Middle Layer- NBFC) and to ensure alignment with applicable laws and guidelines.
  • Develop, implement, and review policies to maintain up-to-date compliance procedures across the organization.
  • Maintain accurate documentation and prepare timely, detailed reports for both internal leadership and regulatory bodies.
  • Support training programs to raise awareness of compliance requirements and embed best practices among employees.
  • Assist in risk assessments and audits to proactively identify compliance gaps and recommend improvements.
  • Participate in investigations related to compliance issues and prepare comprehensive reports with insights and recommendations.
  • Coordinate communication with regulators and ensure timely submission of required filings and responses.
  • Promote a culture of compliance by engaging stakeholders through regular communication and maintaining alignment on key priorities.

Must Haves

  • Advanced degree in Law, CA, or CS is preferred.
  • Strong knowledge of compliance regulations and a solid understanding of regulatory frameworks.
  • Experience with multiple regulators RBI is desirable.
  • 3+ years of post-qualification experience in the Banking & Financial Services sector in a compliance, audit, or risk advisory function. Experience in handling regulatory inspections or audits is preferable.
  • Strong analytical and problem-solving abilities , with the ability to perform under pressure.
  • Effective interpersonal and people management skills to collaborate across teams.
  • Excellent written and verbal communication skills , with clarity and precision in presenting complex information.
  • About Navi

    We are on a mission to make finance simple, accessible and affordable for a billion Indians. Guided by a strong customer-first approach, we are building tech-first solutions that work at scale. Our offerings include a range of financial products and services across Loans, Insurance, Mutual Funds, Digital Gold and UPI.

    Founded by Sachin Bansal & Ankit Agarwal in 2018, we are one of India’s fastest-growing financial services organisations. But we’re just getting started!

    Our Culture

    At Navi, we’re a place where ambition meets opportunity and ideas turn into impact quickly. We empower people with high ownership from the start, encouraging them to solve meaningful problems and build with excellence. Teams here work in an environment that values speed, collaboration and craftsmanship, while celebrating learning, growth and shared wins along the way. Whether you’re shaping the future of fintech products or driving innovation behind the scenes, life at Navi means being part of a high-energy, talent-driven workplace where your contributions truly make a difference.

    We’re guided by our own operating system - The Navi OS - a set of principles that shape how we work and win together. You can explore them at navi.com / our-values to see what drives us every day.

    If this feels like you, Navi is the place to grow, thrive and make a real impact.

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    Associate Compliance • Thane, IN

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