Deputy Manager Risk Management

Execute and manage the audit assignments including performing fieldwork following the planned audit approach while delivering quality work in line Group standards

Evaluate internal processes and controls, and prepare audit reports with value added recommendations to management and audit committees

Seek implementation of audit recommendations within timelines & escalate overdue issues pending implementation

Evaluate internal processes / controls and update risk registers

Follow-up for implementation of controls for key risks within timelines & escalate overdue issues

Review the existing risk framework and recommend changes to risk assessment / review / monitoring methodologies

Have working knowledge of country specific Banking and Financial Services and Insurance operational regulatory compliance knowledge

Independently manage compliance for BFSI operations (US / UK / Australia)

Horizon scanning for regulatory change

Specifications

Independent, analytical and positive mind, excellent inter-personal and communication skills, ability to deal with people in different levels including senior management

Conversant with risk-based audit approach and conducting risk assessments

Good presentation and report writing skills

Command over MS Excel, Word and Power Point

Qualifications

The candidate should have following qualification or work experience :

Working with Compliance team of US based BFS industry operators with 6-8 years work experience in :

Federal, State and County banking regulations

AML and Sanctions work experience including implementing a regulatory compliance testing program and sharing of outcomes based on the testing carried out

Certification on US Compliance

Qualifications

LLB

Work location - Mumbai (Thane / Vikhroli)

You can drop me your CV at samarth.gandhi@wns.com