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Nomura - Analyst - Global Markets Controls Office
Nomura - Analyst - Global Markets Controls OfficeNomura • Mumbai, India
Nomura - Analyst - Global Markets Controls Office

Nomura - Analyst - Global Markets Controls Office

Nomura • Mumbai, India
16 days ago
Job description

The 3 core pillars of the role are summarised as :

Supervision Framework :

  • Manage and evolve the GM Supervision Framework and tools (dashboards, MI and reporting and key governance)
  • Support regional teams with implementation of key aspects of Supervision Framework
  • Coordinate with relevant functions across the organisation to provide required tools and data for Key Risk Indicators (KRI).
  • Drive standardization of framework practices across regions
  • Support the review of GM Policies and Procedures

Non-Financial Risk Identification and Escalation :

  • Investigation of operational risk and conduct events as required
  • Monitor and analyse control failures and conduct breaches
  • Conduct & Control Enhancement :

  • Maintenance of the GM Key Supervisory Controls (KSC)
  • Maintain the conduct risk breach log in line with regional requirements
  • Execute User Acceptance Testing for new systems and processes
  • Engage in non-financial risk projects to remediate or mitigate control issues
  • Excellent interpersonal and communication skills in building and maintaining strong relationships with key stakeholders and regional counterparts at senior levels
  • Conceptual understanding of Investment Banking and Financial market products (Equities, Fixed Income and FX)
  • Basic understanding of non-financial risk and controls and Supervision domain
  • Ability to engage with, and deliver to stakeholders in Global Markets
  • Organised approach to work with attention to detail
  • Basic project management skills (project definition, planning, risk and issue identification, milestone tracking and summary reporting)
  • Strong people skills, operating at all levels of the business and across the Wholesale division
  • Build and maintain a network with all relevant stakeholders across Global Markets and Corporate functions.
  • Adaptability to change and ability to build relationships and work with a diverse stakeholder group across multiple Regions
  • Ability to prioritize high volumes of deliverables and ability to work under pressure
  • Intermediate to advanced Microsoft skills (Excel, PowerPoint skills, PowerBI (VBA / Macros is a plus)
  • (ref : iimjobs.com)

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