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Senior Manager – Compliance & Legal Operations

Senior Manager – Compliance & Legal Operations

ConfidentialBengaluru / Bangalore, India
8 days ago
Job description

We are seeking an experienced Operations Lead to lead and oversee our compliance management and legal operations. The ideal candidate will be responsible for managing a team of lawyers, ensuring seamless implementation of compliance frameworks, and maintaining high standards of legal and regulatory adherence

Key Responsibilities

Team Management

  • Lead, mentor, and manage a team of lawyers and compliance professionals.
  • Ensure effective delegation, monitoring, and performance management.
  • Drive training and development to enhance domain and operational expertise.

Compliance Management

  • Oversee implementation of compliance management systems across business units.
  • Ensure timely tracking, reporting, and closure of compliance obligations.
  • Liaise with regulators, auditors, and external counsel as required.
  • Develop SOPs, workflows, and escalation protocols for compliance tracking.
  • Legal Operations

  • Supervise drafting, vetting, and review of contracts, policies, and regulatory filings.
  • Standardize documentation processes to improve efficiency and turnaround time.
  • Ensure adherence to timelines, SLAs, and quality benchmarks in all legal deliverables.
  • Monitor and implement compliance pertaining to SEBI, RBI, IRDAI, and other relevant regulators.
  • Track regulatory updates and ensure proactive adoption of changes.
  • Identify compliance risks and provide solutions to mitigate exposure.
  • Operational Excellence

  • Deploy technology and automation tools for compliance monitoring and reporting.
  • Implement dashboards and MIS reports for management visibility.
  • Drive continuous process improvement and risk management initiatives.
  • Desired Skills & Competencies

  • Strong knowledge of Indian compliance and regulatory frameworks, especially in the financial services sector.
  • Proven track record of managing legal / compliance teams.
  • Excellent understanding of compliance implementation, risk controls, and legal documentation.
  • Strong stakeholder management and communication skills.
  • Ability to work in a fast-paced environment with attention to detail and deadlines.
  • Tech-savvy with exposure to compliance management software or legal-tech platforms.
  • Qualifications & Experience

  • Mandatory : Bachelor's degree in Law (LLB) or Company Secretary (CS).
  • Preferred : Master's (LLM / MBA), or dual qualifications (LLB + CS).
  • 7–10 years of relevant experience in legal operations / compliance management, with at least 3 years in a leadership role.
  • Prior experience in the financial services industry (banking, NBFC, capital markets, insurance, or compliance SaaS / reg-tech) strongly preferred.
  • Location & Reporting

    Location : Bangalore

    Reports To : Head of Operations

    Application Process

    Interested candidates are invited to apply by sending their CV to [HIDDEN TEXT] with the subject line Application for Senior Manage r. Please include details of your Notice Period, Current CTC, and Expected CTC in the email

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    Skills Required

    Automation Tools, compliance management systems , Legal Documentation, Stakeholder Management

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    Senior Manager Legal • Bengaluru / Bangalore, India