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PMS Compliance Manager

PMS Compliance Manager

ConfidentialMumbai, Mumbai City
30+ days ago
Job description
  • Ensure compliance with SEBI PMS Regulations
  • Develop and maintain Compliance Manual, Checklist, Tracking, and Reporting
  • Assist in AML / PMLA & Insider Trading Compliance
  • Assist in concurrent, internal, and statutory audits related to PMS.2-3 years of experience in PMS / AIF / MF compliances.
  • Knowledge of SEBI PMS regulations, Companies Act 2013, AML / PMLA, and Insider Trading regulations.
  • Skills Required

    Aml, Trading, Manual, Tracking

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    Compliance Manager • Mumbai, Mumbai City