Compliance Officer

Work Responsibilities :

• Ensuring SEZ and IFSCA compliance and reporting applicable to the entity
• Ensuring SEZ compliance and reporting applicable to the funds where the entity is a trustee
• Liaising with the regulators from time to time and responding to queries or requirements received from the regulators
• Assist in performing KYC, screening and onboarding of investors as per AML norms and internal policy of the entity
• Review of Non-disclosure agreement or engagement letters
• Assist the group compliance officer in compliance and secretarial matters
• Drafting letters, and communications with various stakeholders such as investors, managers, advisors, board members, regulators, service providers, etc.
• To maintain SOPs and checklist for all the compliance requirements for the entity and funds

Experience : Minimum 5 years of experience in compliance or secretarial professionally qualified CA, CS, CMA, Certified Public Accountant (CPA), CFA or a post-graduate degree in finance, accountancy, business management, commerce, economics, taxation, or a degree in law from a university or an institution recognized by the UGC or AICTE or such other equivalent authority in India

Skills :

(ref : iimjobs.com)