Deputy Manager - Compliance

Execute and manage the audit assignments including performing fieldwork following the planned audit approach while delivering quality work in line Group standardsEvaluate internal processes and controls, and prepare audit reports with value added recommendations to management and audit committeesSeek implementation of audit recommendations within timelines & escalate overdue issues pending implementationEvaluate internal processes / controls and update risk registersFollow-up for implementation of controls for key risks within timelines & escalate overdue issuesReview the existing risk framework and recommend changes to risk assessment / review / monitoring methodologiesHave working knowledge of country specific Banking and Financial Services and Insurance operational regulatory compliance knowledgeIndependently manage compliance for BFSI operations (US / UK / Australia)Horizon scanning for regulatory changeSpecificationsIndependent, analytical and positive mind, excellent inter-personal and communication skills, ability to deal with people in different levels including senior managementConversant with risk-based audit approach and conducting risk assessmentsGood presentation and report writing skillsCommand over MS Excel, Word and Power PointQualificationsThe candidate should have following qualification or work experience : Working with Compliance team of US based BFS industry operators with 6-8 years work experience in : Federal, State and County banking regulationsAML and Sanctions work experience including implementing a regulatory compliance testing program and sharing of outcomes based on the testing carried outCertification on US ComplianceQualificationsLLBWork location - Mumbai (Thane / Vikhroli)You can drop me your CV at samarth.gandhi@wns.com