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▷ 15h Left! Process Associate

▷ 15h Left! Process Associate

Anand Rathi Share and Stock Brokers LtdIndia
8 hours ago
Job description
  • Discussing with process owner and drafting SOP
  • Reviewing the process and identify inefficiencies in operational processes.
  • Identify and evaluate operational, financial, and regulatory risks and Identify control deficiencies and suggest improvements.
  • Timely Updating SOP with controlling version records.
  • Verify records and process related to client transactions, compliance, and operations.
  • Support in review of SEBI regulations, exchange rules, and internal policies.
  • Monitor and report compliance violations.

    • Candidates working for stock broking companies will be preferred.

    Exposure of Internal Audit and SOP review is must.

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    15H Left Associate • India

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