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Mutual Fund Compliance Manager

Mutual Fund Compliance Manager

Saplings HRRepublic Of India, IN
5 days ago
Job description

Job Description

Should be from mutual fund industry only.

CA is a must

Key Responsibilities

Lead preparation and review of financial statements under Ind AS and IFRS for mutual fundsEnsure compliance with SEBI, Income Tax Act, GST and other applicable regulations

Oversight of NAV computation, regulatory / internal reportings and valuation of securities

Oversee statutory & internal audits, regulatory inspections and ensure smooth closure of audit findings

Liaise with fund administrators, custodians, tax consultants and external stakeholders.

Ensure timely and accurate computation, review and filing of all tax returns (Income Tax, GST,

withholding taxes, etc.)

Liaise with tax consultants, auditors and regulators on tax assessments and notices

Track and implement changes in direct tax and indirect tax

Lead and mentor a team of professionals, fostering a problem-solving and ownership-driven

culture

Collaborate with cross-functional teams

Drive automation, digitization, and process improvement projects to enhance efficiency and

accuracy

Qualifications & Experience

CA with 8–12 years of relevant experience

Strong technical expertise in Ind AS, IFRS, SEBI Mutual Fund Regulations and taxation.

Hands-on experience in implementing accounting / reporting automation preferred.

Key Competencies

Strong analytical and problem-solving abilities with high attention to detail.

Effective people management and team-building skills.

Strong communication and stakeholder management capabilities.

Ability to lead projects with a balance of technical depth and strategic oversight.

Proactive mindset with ability to operate in a fast-paced, evolving regulatory environment.

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Compliance Manager • Republic Of India, IN

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