▷ [15h Left] Compliance Manager

Role & responsibilities

Roles and Responsibilities :

• Monitoring : The compliance officer monitors the firm's day-to-day compliance with stock exchanges and depositories. They also monitor the compliance of KYC and AML & PMLA guidelines.
• Responding to notices : The compliance officer responds to surveillance notices, show cause notices,

and adjudicating orders from SEBI, BSE, NSE, MCX, and CDSL.

exchange compliance regulations.

communicate key regulatory changes and updates.

Do let me know your interest for the company to explore the opportunity.

If interested pls share your updated resume