Talent.com
Manager, FM Regulatory Operation (India, Malaysia)

Manager, FM Regulatory Operation (India, Malaysia)

Standard Chartered BankBengaluru, Karnataka, India
6 days ago
Job description

This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly.

Job Summary This role could be based in India and Malaysia. When you start the application process you will be presented with a drop down menu showing all countries, please ensure that you select a country where the role is based

  • Work with In-Country teams / Compliance / Tech and passing on key messages to team.
  • Drive improvement in processes and services based on gained knowledge.
  • Migrate and run BAU for In-Country Reporting function.
  • All aspects of tasks related to prevention, detection, assurance, and oversight of Regulatory reporting function.
  • Timely responses to external and internal queries.
  • Build tactical and strategic processes and collaborate with Technology and Change teams to deliver them.
  • Ensure adherence to Process Documents including regular up-dation and execution of the same.
  • Ensure robust control framework is enriched and followed by Reg ops team.
  • Manage teamwork allocations and quality delivery.
  • Actively participate in group Projects / changes.

Key Responsibilities Risk Management

  • Create a control framework that effectively executes prevention, detection, Assurance and oversight processes for In-Country Regulatory Reporting functions.
  • Understand the system architecture limitations and remediation plans to ensure impact on day-to-day reporting can be mitigated.
  • Evolve, improve and question processes to ensure the team are working in an environment of continual change while having certainty around how current DOI processes should be completed.
  • Ensure timely escalation of errors, omissions and technical issues impacting the performance of the reporting function.
  • Provide a daily dashboard of performance to provide visibility of the performance of the reporting function
  • Regulatory and Business Conduct

  • Display exemplary conduct and live by the Group's Values and Code of Conduct.
  • Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
  • Achieve the outcomes set out in the Bank's Conduct Principles.
  • Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
  • People & Talent

  • Timely responses to external & internal queries.
  • Execute tactical and strategic processes in collaboration with Technology & Change teams.
  • Ensure adherence to Process Documents.
  • Actively participate in group Projects / changes
  • Other Responsibilities

  • Experience in handling reconciliation breaks and remediating the same in collaboration with various stakeholders.
  • Some experience of regulatory reporting e.g. MIFID, EMIR, Dodd-Frank reporting and the systems used by banks to report trades.
  • Risk Management

  • Create a control framework that effectively executes prevention, detection, Assurance and oversight processes for In-Country Regulatory Reporting functions.
  • Understand the system architecture limitations and remediation plans to ensure impact on day to day reporting can be mitigated.
  • Evolve, improve and question processes to ensure the team are working in an environment of continual change while having certainty around how current DOI processes should be completed.
  • Ensure timely escalation of errors, omissions and technical issues impacting the performance of the reporting function.
  • Provide a daily dashboard of performance to provide visibility of the performance of the reporting function
  • Key stakeholders

  • Compliance
  • Regulatory Operations Management
  • Front & Middle Office Teams, Operations, SCI, IDR teams
  • Skills and Experience

  • Relevant regulatory reporting operation exposure
  • FM products and trade lifecycle exposure
  • Qualifications Regulatory Operations

    Our Ideal Candidate

  • Strong understanding of the regulatory landscape including APAC, MIFID, SFTR EMIR, DF,STAYS, BOE etc.
  • Excellent communication skills, both externally with the FM clients and internally with stakeholders.
  • Previous experience of banking reporting systems, remediation and the messaging between systems.
  • An understanding of the key FM / FMO functions in the bank.
  • Flexible to change and 'Agile' ways of working.
  • Experience working in a control focused environment.
  • Ability to work as part of a global team to meet goals.
  • Previous experience of managing a team.
  • Knowledge of FM products.
  • About Standard Chartered We're an international bank, nimble enough to act, big enough for impact. For more than 170 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents and we can't wait to see the talents you can bring us.

    Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be here for good are achieved by how we each live our valued behaviours. When you work with us, you'll see how we value difference and advocate inclusion.

    Together we :

    Do the right thing and are assertive, challenge one another, and live with integrity, while putting the client at the heart of what we do

    Never settle, continuously striving to improve and innovate, keeping things simple and learning from doing well, and not so well

    Are better together, we can be ourselves, be inclusive, see more good in others, and work collectively to build for the long term

    What we offer In line with our Fair Pay Charter, we offer a competitive salary and benefits to support your mental, physical, financial and social wellbeing.

    Core bank funding for retirement savings, medical and life insurance, with flexible and voluntary benefits available in some locations.

    Time-off including annual leave, parental / maternity (20 weeks), sabbatical (12 months maximum) and volunteering leave (3 days), along with minimum global standards for annual and public holiday, which is combined to 30 days minimum.

    Flexible working options based around home and office locations, with flexible working patterns.

    Proactive wellbeing support through Unmind, a market-leading digital wellbeing platform, development courses for resilience and other human skills, global Employee Assistance Programme, sick leave, mental health first-aiders and all sorts of self-help toolkits

    A continuous learning culture to support your growth, with opportunities to reskill and upskill and access to physical, virtual and digital learning.

    Being part of an inclusive and values driven organisation, one that embraces and celebrates our unique diversity, across our teams, business functions and geographies - everyone feels respected and can realise their full potential.

    ]]>

    Create a job alert for this search

    Operation Manager • Bengaluru, Karnataka, India

    Related jobs
    • Promoted
    Regulatory Compliance Manager

    Regulatory Compliance Manager

    Pine LabsBengaluru, Karnataka, India
    Manager – Regulatory Compliance.Those who share our core belief of 'Every Day is Game Day' We bring our best selves to work each day to realise our mission of enriching the world through the power ...Show moreLast updated: 19 days ago
    • Promoted
    Regulatory Affairs Specialist-API

    Regulatory Affairs Specialist-API

    BioconBengaluru, India
    Role Summary / Key Responsibilities.DMF compilation and submission to global markets.Handling post approval submission and CIP assessments. Submission of DMF amendment & response to Health Authority ...Show moreLast updated: 10 days ago
    • Promoted
    Getinge - Senior Manager - Quality & Regulatory

    Getinge - Senior Manager - Quality & Regulatory

    GetingeBangalore, India
    Overview : The Senior Manager Quality and Regulatory Compliance will lead the Quality and Compliance functions at the India Innovation Center (IIC) in Bangalore.As pa...Show moreLast updated: 19 days ago
    • Promoted
    Manager - CRM

    Manager - CRM

    EmeritusBengaluru, IN
    Emeritus is committed to teaching the skills of the future by making high-quality education accessible and affordable to individuals, companies, and governments around the world.It does this by col...Show moreLast updated: 8 days ago
    • Promoted
    Regulatory Affairs Associate II

    Regulatory Affairs Associate II

    Teva PharmaceuticalsBengaluru, Karnataka, India
    Role : Regulatory Affairs Associate II.Work location : Mumbai & Bangalore.The Associate II, Complex Gx, Regulatory Affairs is responsible for the preparation and submission of high-quality regulatory...Show moreLast updated: 19 days ago
    • Promoted
    Manager

    Manager

    Biocon BiologicsBengaluru, Karnataka, India
    It is engaged in developing high-quality, affordable biosimilars aimed at expanding patient access to cutting-edge class of therapies across the world. Biocon Biologics is a subsidiary of Biocon Ltd...Show moreLast updated: 30+ days ago
    • Promoted
    API Regulatory Affairs - DMF Filing

    API Regulatory Affairs - DMF Filing

    Biocon LtdBengaluru, Karnataka, India
    API Regulatory Affairs - DMF Filing / Compilation (Global market).Level - Assistant Manager / Deputy Manager / Associate Manager Level : -. Hands on Regulatory Affairs-API / DMF Filing / DMF Compilation / Su...Show moreLast updated: 10 days ago
    • Promoted
    Manager - FP&A

    Manager - FP&A

    LivspaceBangalore Urban, Karnataka, India
    Livspace is Asiaʼs largest and fastest-growing omnichannel home interiors and renovation platform.Using its proprietary technology, Livspace provides a one-stop renovation solution for homeowners—f...Show moreLast updated: 30+ days ago
    • Promoted
    Manager - Country Regulatory Reporting

    Manager - Country Regulatory Reporting

    Standard Chartered BankBengaluru, Karnataka, India
    This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly....Show moreLast updated: 4 days ago
    • Promoted
    • New!
    ▷ (Urgent Search) API Regulatory Affairs - DMF Filing

    ▷ (Urgent Search) API Regulatory Affairs - DMF Filing

    Biocon LtdBengaluru, Karnataka, India
    Role - API Regulatory Affairs - DMF Filing / Compilation (Global market).Level - Assistant Manager / Deputy Manager / Associate Manager Level : -. Hands on Regulatory Affairs-API / DMF Filing / DMF Compilat...Show moreLast updated: 3 hours ago
    • Promoted
    Regulatory Affairs Manager- SME

    Regulatory Affairs Manager- SME

    Mount Talent Consulting Pvt Ltd.Bengaluru, Karnataka, India
    Domain lead - SME - Safety and Regulatory.Expert in Pharma domain’s multiple functions especially Regulatory and Safety.Well versed with business functions and tools used by industry.Able to create...Show moreLast updated: 19 days ago
    Reg Associate Manager II - LM CD CMC Renewals

    Reg Associate Manager II - LM CD CMC Renewals

    ScaleneWorksBengaluru, Karnataka, India
    Quick Apply
    Responsible for chemistry, manufacturing and controls of regulatory matters relating to registrations and / or maintenance of business activities. Prepare sections of registration files, briefing book...Show moreLast updated: 30+ days ago
    • Promoted
    ▷ 3 Days Left! Regulatory Affairs Associate II

    ▷ 3 Days Left! Regulatory Affairs Associate II

    Teva PharmaceuticalsBengaluru, Karnataka, India
    Role : Regulatory Affairs Associate II Work location : Mumbai & Bangalore Summary : - The Associate II, Complex Gx, Regulatory Affairs is responsible for the preparation and submission of high-qual...Show moreLast updated: 7 days ago
    • Promoted
    Sr Manager Regulatory Affairs - US Labeling

    Sr Manager Regulatory Affairs - US Labeling

    Teva PharmaceuticalsBengaluru, Karnataka, India
    The Senior Manager is responsible for setting strategic goals, managing, leading and developing teams, driving operational efficiency, and making high-level decisions that affect the teams success....Show moreLast updated: 19 days ago
    • Promoted
    Sr Manager Regulatory Affairs - US Labeling (High Salary)

    Sr Manager Regulatory Affairs - US Labeling (High Salary)

    Teva PharmaceuticalsBengaluru, Karnataka, India
    The Opportunity : - The Senior Manager is responsible for setting strategic goals, managing, leading and developing teams, driving operational efficiency, and making high-level decisions that affec...Show moreLast updated: 9 days ago
    • Promoted
    Head – Global Service Delivery (LR / MAH & Reg Operations)

    Head – Global Service Delivery (LR / MAH & Reg Operations)

    vueverse.Hosur, Tamil Nadu, India
    Head of Global Service Delivery (Remote) The Head of Service Delivery will lead the global execution, governance, and performance of all client projects across the Medical Devices, Pharmaceuti...Show moreLast updated: 2 days ago
    • Promoted
    [Urgent Search] API Regulatory Affairs - DMF Filing

    [Urgent Search] API Regulatory Affairs - DMF Filing

    Biocon LtdBengaluru, Karnataka, India
    Role - API Regulatory Affairs - DMF Filing / Compilation (Global market) Level - Assistant Manager / Deputy Manager / Associate Manager Level : - Required Education / Exp : - Experience Req.Hands on Regu...Show moreLast updated: 7 days ago
    • Promoted
    Operation Manager

    Operation Manager

    Smartwork IT ServicesBangalore, India
    Title : OPERATION MANAGER Location : Pan india Experience : 5 - 8 Years &l...Show moreLast updated: 3 days ago