Compliance Officer

Job Description

Job Title : Compliance Officer

Location : Bangalore

Experience : 2-4 years

Qualification : Bachelor's or Master's in Law, Commerce, or Finance preferred; CS, CA (Inter), or NISM certifications preferred

Work Schedule : Not specified

We're hiring a  Compliance Officer for MintCap, a fintech company revolutionizing finance for traders with an AI and data-driven platform . Our team is composed of seasoned leaders with experience scaling tech businesses from diverse industries . We're looking for a detail-oriented and experienced

Compliance Manager or Compliance Analyst to ensure full compliance with regulatory requirements .

As the Compliance Officer, your responsibilities would be :

• Working with the social media and marketing team to review advertisements and content for regulatory compliance .
• Monitoring and reporting suspicious transactions under Anti-Money Laundering (AML) guidelines .
• Ensuring day-to-day compliance with SEBI,exchange, and depository guidelines for stockbrokers and depository participants .
• Handling internal and external audits and regulatory inspections .
• Conducting surveillance monitoring and reporting .
• Filing periodic reports with regulatory authorities in a timely and accurate manner .

Requirements

Experience : 2-4 years of experience working independently in a compliance function at a stockbroking or financial services firm . Prior experience with fintech, new-age stockbrokers, or discount brokers is a plus .

Skills : Strong knowledge of SEBI, NSE, BSE, and CDSL regulations is a must . Excellent analytical, communication, record-keeping, and problem-solving skills are required .

Qualifications : A Bachelor's or Master's degree in Law, Commerce, or Finance is preferred . CS, CA (Inter), or NISM certifications (Series VI, Series X-A / X-B, or Series V-A) are also preferred .

Benefits

Career Growth : Opportunities to take on new responsibilities and advance your career as the company grows .

Flexibility : Work in a flexible environment with options for remote work and a focus on work-life balance .

Impact : You'll see the direct impact of your work on our products, services, and overall success .

Innovation : The chance to work on exciting, cutting-edge projects in a fast-evolving industry .

Team Spirit : A supportive and inclusive culture where collaboration and creativity thrive .

Requirements

Hands-on experience in influencer marketing, preferably in Indian broking or high-growth startups. Proven track record of executing successful campaigns across Instagram, YouTube, LinkedIn, and emerging platforms. Strong communication, negotiation, and relationship management skills. Data-driven mindset with strong expertise in analytics tools to track trends, measure performance, and optimize ROI. Creative thinker with deep insight into Indian consumer behavior and content trends. Self-starter with multitasking ability in a fast-paced startup environment.