Compliance Officer || 25+ (Age 55) || PSU || Bank NBFC

About Our Client

The hiring organisation is a medium-sized entity operating within the financial services and trading sector. It is recognised for its structured approach to legal and compliance management, offering a professional environment for growth and development.

Job Description

• Monitor and ensure compliance with applicable laws, regulations, and internal policies.
• Develop and implement compliance frameworks and controls.
• Conduct periodic reviews and audits to assess compliance adherence.
• Prepare and submit regulatory reports to relevant authorities.
• Provide guidance and training to staff on compliance matters.
• Investigate and resolve compliance-related issues as they arise.
• Maintain updated records of compliance activities and documentation.
• Collaborate with legal and operational teams to address compliance risks.

The Successful Applicant

A successful Compliance Officer should have :

• A CS degree, a LLB is an added benefit
• Strong knowledge of regulatory requirements in the financial services and trading industries.
• Experience in creating and implementing compliance frameworks.
• Attention to detail and excellent analytical skills.
• Proficiency in using compliance and reporting tools.
• Effective communication and interpersonal skills.