Talent.com
No longer accepting applications
Deputy Manager - Compliance

Deputy Manager - Compliance

Canara HSBC Life Insuranceahmedabad, India
3 days ago
Job description

Impact on the Business / Function

  • Disseminate new regulations / exposure drafts to the respective functions and have meetings with them and ensure timely implementation of the new regulations via Compliance Monitoring Tool
  • To do Compliance Risk Assessment with respect to Penalty / Warning Orders issued by the Authority to other insurers.
  • Handing representations to Life Council / IRDAI and such other forums
  • Provide inputs to business proposals to ensure compliance and regulatory risks are restricted
  • Conduct compliance reviews (adhoc and planned) as per the Compliance Monitoring Plan
  • To support in preparation of Regulatory Update and Compliance Dashboard for the Chief Compliance Officer of the Company
  • Product review and advertisement review
  • Supporting in Compliance Committee Meetings
  • Regulatory reporting

Target and Measures

  • Involvement in business projects / proposals to ensure compliance point of view is considered and advice adhered to before launching the same.
  • Cordial relationship with the regulator and involvement with regulator and industry for smooth implementation of regulations
  • Customers / Stakeholders

  • Provide compliant workarounds to business proposals wherever required
  • Ensure compliance risks are within organizational appetite at all times, and timely information is provided to shareholders and management so as to be aware of the risk level of the organization.
  • Target & Measures

  • Compliance team’s ability to provide compliant solutions and thereby act as a business enabler
  • Timely furnishing of comprehensive reports / dashboards to management and shareholders.
  • Teamwork

  • Promote collaborative approach to problem solving whereby the function appreciates business requirements and makes efforts to provide compliant and workable solutions within the risk appetite when faced with restrictions under the extant regulations.
  • Promote team work by involving team members in work related decision making
  • Identify learning and development opportunities for self to ensure competence of the team to handle and deliver functional responsibilities and facilitate succession planning
  • Target & Measures

  • Acceptability of the function within the business and operational management groups as a business enabler
  • Engagement levels of team members and their continued association within the organization and team
  • Operational Effectiveness & Control

  • Implementation of processes and systems and leveraging technology to streamline the function’s routine activities and also facilitate easy tracking
  • Review of Operational and other business processes and other areas which have a regulatory bearing, direct or indirect
  • Adopt a risk based framework for compliance, with focus of monitoring and initiatives on high risk areas and control weaknesses or issues identified during past compliance risk assessments
  • Target & Measures

  • Streamlined processes and systems for routine activities
  • Compliance role well defined and covering all areas of business and operations that have a regulatory impact
  • Risk based approach in compliance administration
  • Create a job alert for this search

    Deputy Manager • ahmedabad, India

    Related jobs
    • Promoted
    Deputy Manager, Office of the Vice Chancellor

    Deputy Manager, Office of the Vice Chancellor

    Ahmedabad UniversityAhmedabad, Gujarat, India
    The Deputy Manager will assist the Chief of Staff in the development and execution of strategies and projects carried out by the Office of the VC and provide comprehensive support across multiple f...Show moreLast updated: 25 days ago
    • Promoted
    • New!
    Deputy General Manager - EHS

    Deputy General Manager - EHS

    AgratasSanand, Gujarat, India
    Agratas is a wholly owned subsidiary of Tata Sons.We design, develop and manufacture high-quality, high-performance, sustainable batteries applied to multiple use cases in the mobility and energy s...Show moreLast updated: 12 hours ago
    • Promoted
    Compliance Governance Manager

    Compliance Governance Manager

    Amneal PharmaceuticalsAhmedabad, Republic Of India, IN
    This position requires a professional with relevant experience in the pharmaceutical sector, with a focus on Anti-bribery, Anti-corruption, and other applicable global, national, and local complian...Show moreLast updated: 22 days ago
    • Promoted
    Legal and Compliance Manager

    Legal and Compliance Manager

    Veeda LifesciencesAhmedabad, Republic Of India, IN
    Functional Role- Company Secretary.The ideal candidate should possess substantial hands-on experience in managing matters. Overseas Direct Investment (ODI), adhering to regulatory requirements set f...Show moreLast updated: 3 days ago
    • Promoted
    Regulatory Compliance Manager

    Regulatory Compliance Manager

    Analytix Business Solutions (India) Pvt. Ltd.Ahmedabad, Republic Of India, IN
    Primarily on Corporate Compliance and SOPs management, whilst also helping the team on Monthly / Quarterly / Annual closure of Books of Accounts, various documentations, etc.GSTR 1 & GSTR 3B Filing...Show moreLast updated: 3 days ago
    • Promoted
    Tax Deputy Manager | US Tax | 1065, 1120

    Tax Deputy Manager | US Tax | 1065, 1120

    EisnerAmper IndiaAhmedabad, Gujarat, India
    At EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact.Whether you’re startingout in your career or taking your next step as a seasoned...Show moreLast updated: 20 days ago
    • Promoted
    • New!
    Business Risk Manager (Fincrime)

    Business Risk Manager (Fincrime)

    RevolutNadiad, IN
    People deserve more from their money.More visibility, more control, and more freedom.Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products — including spending, ...Show moreLast updated: 12 hours ago
    • Promoted
    Compliance Officer

    Compliance Officer

    Analytix Business Solutions (India) Pvt. Ltd.Ahmedabad, Gujarat, India
    Primarily on Corporate Compliance and SOPs management, whilst also helping the team on Monthly / Quarterly / Annual closure of Books of Accounts, various documentations, etc.GSTR 1 & GSTR 3B Filing...Show moreLast updated: 2 days ago
    • Promoted
    Assistant Manager – Corporate Compliance

    Assistant Manager – Corporate Compliance

    Amneal PharmaceuticalsAhmedabad, Gujarat, India
    This position requires a professional with relevant experience in the pharmaceutical sector, with a focus on Anti-bribery, Anti-corruption, and other applicable global, national, and local complian...Show moreLast updated: 22 days ago
    • Promoted
    Compliance and Governance Manager

    Compliance and Governance Manager

    Tipsons GroupAhmedabad, Republic Of India, IN
    Ensure compliances with respect to SEBI Guidelines.Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action. Carrying out periodic reviews to ensure le...Show moreLast updated: 30+ days ago
    • Promoted
    Corporate Legal - Manager / Senior Manager

    Corporate Legal - Manager / Senior Manager

    Suryoday Small Finance Bank Ltdanand, gujarat, in
    Prepare, review, and revise commercial contracts including vendor agreements, service contracts, NDAs, MoUs, and IT, Digital agreements. Collaborate with internal stakeholders and external parties t...Show moreLast updated: 22 days ago
    • Promoted
    Deputy Manager

    Deputy Manager

    La Gajjar Machineries Private LimitedSanand, Gujarat, India
    Production Planning & Execution.Show moreLast updated: 3 days ago
    • Promoted
    Compliance Officer

    Compliance Officer

    SKS Enterpprises - Human Resource Planning and ManagementGandhinagar, Gujarat, India
    Position Name - Compliance Officer-AIF.Location - Gift City, Gandhinagar.Ensure end-to-end compliance with.Job Roles and Responsibilities : . Ensure full compliance with all regulatory requirements un...Show moreLast updated: 30+ days ago
    • Promoted
    Assistant Manager - Corporate Compliance

    Assistant Manager - Corporate Compliance

    Amneal PharmaceuticalsAhmedabad, India
    Job Summary This position requires a professional with relevant experience in the pharmaceutical sector, with a focus on Anti-bribery, Anti-corruption, and other applicable global, national, and ...Show moreLast updated: 12 days ago
    • Promoted
    Deputy Manager - BD

    Deputy Manager - BD

    ConfidentialAhmedabad, India
    Conduct commercial analysis for bids, projects, and mergers & acquisitions within the renewable energy sector.Develop financial models to support various business initiatives and decision-making pr...Show moreLast updated: 7 days ago
    • Promoted
    Deputy Manager

    Deputy Manager

    ConfidentialAhmedabad, India
    Project Coordination & Communication.Liaise with internal departments (engineering, finance, techno-commercial, site teams etc. Facilitate regular project review meetings and follow-ups with stakeho...Show moreLast updated: 7 days ago
    • Promoted
    Deputy Manager, Office Of The Vice Chancellor

    Deputy Manager, Office Of The Vice Chancellor

    Ahmedabad UniversityAhmedabad, Republic Of India, IN
    The Deputy Manager will assist the Chief of Staff in the development and execution of strategies and projects carried out by the Office of the VC and provide comprehensive support across multiple f...Show moreLast updated: 24 days ago
    • Promoted
    Senior Manager - Risk and Compliance

    Senior Manager - Risk and Compliance

    Good Business LabNadiad, IN
    We use rigorous academic research to prove that worker well-being programs have business impacts.We develop market-ready, scalable interventions that benefit both workers and businesses.Our goal is...Show moreLast updated: 3 days ago