Talent.com
Associate - Financial Regulatory
Associate - Financial RegulatoryTrilegal • Malappuram, IN
No longer accepting applications
Associate - Financial Regulatory

Associate - Financial Regulatory

Trilegal • Malappuram, IN
19 hours ago
Job description

Associate - Financial Regulatory

Location : Mumbai

Experience Required : 1–3 years of experience in financial regulation, compliance, or risk advisory

About Trilegal :

Trilegal is a leading full-service law firm in India with over 25 years of experience, trusted for its in-depth expertise and client-centric approach. The firm advises a diverse set of clients, including Fortune 500 companies, global investment funds, major Indian conglomerates, domestic and international banks, technology and media giants, family offices, and high-net-worth individuals.

Role Overview :

The Analyst will be part of the Financial Regulatory Practice, supporting advisory and compliance engagements for SEBI and RBI regulated entities. This role offers exposure to regulatory interpretation, policy development, and conduct risk frameworks. The ideal candidate is research driven, detail-oriented, and passionate about financial regulation and institutional governance. .

ROLE AND RESPONSIBILITIES :

Regulatory Interpretation & Advisory

  • Advisory on SEBI and RBI circulars, master directions, and enforcement trends.
  • Support development of regulatory change management frameworks and impact assessments.

Inspection & Enforcement Support

  • Assist in preparing responses to inspection observations, show cause notices, and supervisory communications.
  • Support strategy consulting during inspections and enforcement proceedings.
  • Compliance Framework & Policy Development

  • Contribute to drafting and reviewing compliance policies, manuals, and governance documents.
  • Assist in implementing enterprise-wide compliance frameworks including second-line functions and reporting structures.
  • Conduct gap analyses and health-checks to align policies with regulatory expectations. AML, KYC & Fraud Risk
  • Support design and review of AML / CFT programs, KYC procedures, and fraud risk controls.
  • Assist in remediation of deficiencies flagged in SEBI, RBI, or FIU inspections.
  • Market Conduct & Insider Trading

  • Help develop frameworks for market conduct, surveillance, and misconduct investigations.
  • Assist in implementing insider trading prevention programs, including UPSI governance and Code of Conduct for Designated Persons.
  • Governance & Senior Accountability

  • Support initiatives on board-level governance, senior management accountability, and conduct risk.
  • Assist in aligning internal roles and responsibilities with SEBI’s LODR and RBI’s tone-from the-top expectations.
  • Cross-Functional Coordination

  • Collaborate with Legal, Compliance, Risk, Credit, and Operations teams to ensure integrated execution of regulatory programs.
  • Contribute to training and awareness initiatives on regulatory developments and compliance best practices.
  • REQUIRED SKILLS AND QUALIFICATIONS :

  • Graduate in Finance, Law, Public Policy, Economics, or related disciplines.
  • 1–3 years of experience in financial regulation, compliance, or risk advisory.
  • Strong research, writing, and analytical skills.
  • Familiarity with regulatory reporting, risk frameworks, or inspection processes is a plus.
  • Proactive mindset, attention to detail, and ability to work across teams.
  • We are an equal opportunity employer and value diversity. We do not discriminate based on gender, race, age, sexual orientation, and religious identities or any other applicable characteristics protected by law. We seek individuals who uphold the highest standards of integrity, demonstrate professionalism in every interaction, treat others with respect, and consistently align personal ambition with the collective goals of the firm.

    Create a job alert for this search

    Financial Associate • Malappuram, IN

    Related jobs
    Associate

    Associate

    ZoomRx • Malappuram, IN
    Associate, Ferma congress (Planners Team).ZoomRx is a rapidly growing market research and consulting company founded upon the belief that there is important work to be done at the intersection of d...Show more
    Last updated: 9 days ago • Promoted
    Associate Medical Writer

    Associate Medical Writer

    SciVoc Consulting Inc. • Malappuram, IN
    We are on the hunt for an Associate Medical Writer eager to turn science into narrative gold.If you’re fascinated by the challenge of translating data into compelling stories and want to learn from...Show more
    Last updated: 10 days ago • Promoted
    Associate Researcher

    Associate Researcher

    Sambodhi Research and Communications Pvt. Ltd. • Malappuram, IN
    Sambodhi Research & Communications Pvt.The organization provides project management, monitoring & evaluation (M&E), and research solutions to stakeholders including governments, aid agencies, and p...Show more
    Last updated: 20 days ago • Promoted
    Associate Accountant

    Associate Accountant

    Kaizen Accountants • Malappuram, IN
    Kaizen Accountants is part of the Kaizen Group in the UK, providing accounts, tax, payroll, and compliance services to directors and SMEs. We combine traditional expertise with modern cloud technolo...Show more
    Last updated: 30+ days ago • Promoted
    Legal Associate

    Legal Associate

    ORO Labs • Malappuram, IN
    Legal Associate – US Contracting (5+ Years PQE).Location : Fully Remote (US hours).ORO Labs is an agentic procurement orchestration company on a mission to humanize the procurement experience.Founde...Show more
    Last updated: 8 days ago • Promoted
    Regulatory Affairs Specialist – (APAC & RoW)

    Regulatory Affairs Specialist – (APAC & RoW)

    vueverse. • Malappuram, IN
    Regulatory Submissions & Compliance.Author, compile, and submit regulatory dossiers to global health authorities, including USFDA, EMA, MHRA, TGA, HSA, NPRA, Thai FDA, Taiwan FDA, CDE, NMPA, PMDA, ...Show more
    Last updated: 21 days ago • Promoted
    Strategic Outreach Associate

    Strategic Outreach Associate

    Brainwave Science • Malappuram, IN
    EEG and AI analytics, helping individuals and organizations identify what truly works for mental wellness while reducing wasteful spending. Validated by global institutions like the.Indian Army, IIT...Show more
    Last updated: 30+ days ago • Promoted
    Fusion HCM Sr. Techno-Functional Consultant

    Fusion HCM Sr. Techno-Functional Consultant

    Best Infosystems Ltd. • Malappuram, IN
    Techno-Functional Consultant_Full-Time_Remote.Oracle HCM Cloud Senior Techno-Functional Consultant with more than 8 years of functional experience in US and Canada Payroll.Candidate must be 70% Fun...Show more
    Last updated: 30+ days ago • Promoted
    Finance & Research Analyst - 33806

    Finance & Research Analyst - 33806

    Turing • Malappuram, IN
    Turing is one of the world’s fastest-growing AI companies, accelerating the advancement and deployment of powerful AI systems. Turing helps customers in two ways : Working with the world’s leading AI...Show more
    Last updated: 30+ days ago • Promoted
    Oracle Finance Functional Consultant

    Oracle Finance Functional Consultant

    Strattek Consulting • Malappuram, IN
    Senior Finance Functional Consultant position requires an individual with extensive business knowledge and understanding of Oracle EBS and Fusion Finance Modules along with Projects Finance Modules...Show more
    Last updated: 8 days ago • Promoted
    US Federal Contracts Support Analyst

    US Federal Contracts Support Analyst

    Allwyn Corporation • Malappuram, IN
    We are seeking a detail-oriented and motivated.US Federal Contracts Support Analyst.The role will involve working closely with U. Federal Acquisition Regulation (FAR), Defense Federal Acquisition Re...Show more
    Last updated: 30+ days ago • Promoted
    Senior Tax Associate

    Senior Tax Associate

    Elevate • Malappuram, IN
    Elevate LLC is a national platform built to partner with growth-focused accounting, tax and advisory firms.Our mission is to empower entrepreneurial firms and their leaders by providing the capital...Show more
    Last updated: 30+ days ago • Promoted
    Revenue Operations Associate

    Revenue Operations Associate

    Scrut Automation • Malappuram, IN
    Job Title : Revenue Operations Associate.Scrut Automation is a global leader in Governance, Risk, and Compliance (GRC).Our mission is to help modern enterprises move beyond simple checklists to buil...Show more
    Last updated: 30+ days ago • Promoted
    Finance Associate / Analyst

    Finance Associate / Analyst

    Valorant • Malappuram, IN
    Valorant Consulting is seeking a Finance Associate to support the firm’s leadership in managing financial operations, reporting, and analysis. This is a hands-on role that combines finance administr...Show more
    Last updated: 23 days ago • Promoted
    Taxation Specialist

    Taxation Specialist

    Fintrans Investment Services Private Limited • Malappuram, IN
    Job Description : Taxation Specialist.Company : Fintrans Investment Advisors.Location : Banashankari, Bangalore (Onsite). Fintrans is a SEBI Registered Investment Advisor dedicated to helping clients m...Show more
    Last updated: 3 hours ago • Promoted • New!
    Financial Writer

    Financial Writer

    Investing.com • Malappuram, IN
    Financial Market Writer with a deep passion for the global and U.In this role, you will collaborate closely with editors to research, write, and publish articles in English that reach a diverse int...Show more
    Last updated: 19 hours ago • Promoted • New!
    Founder Office Associate

    Founder Office Associate

    KaranJhurani.com • Malappuram, Kerala, India
    Looking for Founder Office - Associate (0-1 yrs experience)Role DescriptionThis is a full-time remote role for a Founder Office Associate. The role involves providing direct assistance and support t...Show more
    Last updated: less than 1 hour ago • Promoted • New!
    FATCA / CRS Reporting Specialist

    FATCA / CRS Reporting Specialist

    Optax • Malappuram, IN
    Optax Limited is a small but growing advisory business that uses our bespoke software and technical expertise to simplify FATCA & CRS reporting and ensure compliance accuracy.Focusing on private fu...Show more
    Last updated: 30+ days ago • Promoted