Financial Compliance Analyst

Roles and Responsibilities

• Develop team programs that support the organization’s business strategy Ensure financial compliance with Organization’s policies and procedures and applicable legal rules and banking regulations.
• Identifies and recommends potential solutions that monitor, detect or prevent money laundering or terrorist finance activity
• The candidate will operate within a multi-jurisdiction platform and deal with colleagues from diverse backgrounds and culture.
• Ability to work independently and accurately prioritize workload with minimal supervision Functional :
• Analytical skills and solid financial expertise are paramount o Well versed with various asset classes like Equity, derivatives, Fixed Income.
• The candidate must be ready to cope with a significant workload of alerts to review every day.
• Promptly undertake Trade surveillance using the firm's surveillance tools like SMARTS.
• Review alerts under various models but not limited to Insider dealing, Ramping, Layering, Spoofing, Wash etc.
• Promptly investigate and clearly highlight suspicious trades arising from the surveillance activities, involving advisory compliance officers as required.

Requirements