Associate Director, CFCR Governance

Key Responsibilities

• Focal point for all Regulatory interactions of specific area during onsite and off-site inspection.
• Maintain RBI relationship, monitor regulatory approvals, facilitate regulatory engagements, ensure compliance with relationship with regulators standards, build relationships with other regulators
• Maintain and track regulatory commitments
• To coordinate with RBI, seek clarification and liaise with business stakeholders, track responses and escalate as and when required.
• Ensure timelines are met for RBS submissions (Standard List of Documents)
• Support country projects (Advisor Connect, etc)
• Assist in building easy and efficient automated solution to bring efficiencies in the processes
• Maintain DOIs for the processes handled
• As the UORM for Compliance highlight the operational risk issue within compliance
• Host the monthly FORF meetings to discuss and agree action plans, discuss forward looking risks.
• Ensure timely raising of issues in M7 and Issuepoint, Breach reporting
• Send various updates to CMT / CNFRC / CRC / Region, presentation decks for senior management visits
• Update / review country addendums, local policies such as Compliance policy, Records Management policy etc
• Support in deciding Residual Risk Assessment.
• Compliance approvals for data access
• Gift and Entertainment Champion
• Business Continuity Planning SPOC

Business

Processes

People & Talent

Risk Management

Governance

Regulatory & Business Conduct

Key stakeholders

Other Responsibilities

Key stakeholders

Region CFCC; Group CFCC; Business; GIA; GBS

RBI; Auditors

Qualifications

Graduate / Post Graduate; Minimum 10 years of Banking / Compliance Experience

Skills And Experience

About Standard Chartered

We&aposre an international bank, nimble enough to act, big enough for impact. For more than 170 years, we&aposve worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you&aposre looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents and we can&apost wait to see the talents you can bring us.

Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be here for good are achieved by how we each live our valued behaviours. When you work with us, you&aposll see how we value difference and advocate inclusion.

Together We

What We Offer

In line with our Fair Pay Charter, we offer a competitive salary and benefits to support your mental, physical, financial and social wellbeing.

Show more

Show less

Skills Required

regulatory liaison, compliance advisory , Investigations