Marketing Compliance

Greetings from CES!!!

We’re currently looking for an Analyst / Team Lead / AM - Marketing Compliance and I think you could be a good fit. We are looking for 6+ years of experience in Marketing Compliance, I’d like to tell you a little more about this position and learn a few things about you as well. Are you available for a quick call? If so, I’d be happy to set up a call. I’m also happy to coordinate or answer any questions you may have via LinkedIn if you prefer.

Shift Timings : 2 : 00 PM IST to 11 : 00 PM IST

Job Title : Senior Analyst / Team Lead / AM - Marketing Compliance

Location : Hyderabad / Chennai - Remote

Position Summary—Marketing Compliance

He will be responsible for assisting with reviewing marketing communications and presentations across all media types and for domestic and / or international use, as appropriate.

Essential Duties

• Have a strong understanding of relevant regulatory rules and guidelines regarding marketing and advertising, especially FINRA advertising rules and the SEC’s new marketing rule;
• Review marketing communications (including presentations, fact sheets, press releases, website and social media content, media appearances, webinar content, RFPs and other content) across numerous product lines, including registered and unregistered funds and segregated accounts (SMAs), consistent with U.S. and international marketing rules and guidance;
• Collaborate with business partners across all investment teams, Legal, Global Marketing, Distribution and others to advise on content standards and provide guidance on U.S. and international marketing rules;
• Have a strong understanding of FINRA advertising rules as they pertain to broker dealers;

Required Qualifications

Professional Skills Qualifications