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Financial Risk & Compliance Auditor

Financial Risk & Compliance Auditor

sliceBengaluru, Republic Of India, IN
12 days ago
Job description

About the role

The Management Auditor will be responsible for conducting financial / process audits in a Small Finance Bank (SFB) setup, ensuring compliance with RBI guidelines, internal policies, and industry best practices. The role requires an in-depth review of the areas of operation / HO functions including specialized areas like Risk Models, Revenue, Financial Control, Credit, Liquidity, Treasury, and Taxation functions etc

What you will do

  • Conduct financial / process / product audits including specialized areas like Risk Models, Revenue, Financial control, Credit, Liquidity, Treasury, Taxation etc. processes to ensure adherence to RBI guidelines and internal policies.
  • Assess the design and operating effectiveness of internal controls, Governance and risk management framework.
  • Ensure processes and controls are aligned with RBI circulars and regulatory expectations.
  • Assess major risks like credit, operational, Market, liquidity, regulatory
  • Review loan appraisal, disbursement processes, monitoring, credit risk assessments.
  • Evaluate liquidity management strategies, ALM (Asset Liability Management), and treasury functions for regulatory compliance.
  • Identify key financial risks, escalate critical audit findings, and provide recommendations to mitigate risks.
  • Prepare detailed audit reports and present findings to senior management and the Audit Committee.
  • Monitor corrective actions on audit observations and follow up on remediation efforts.
  • Stay updated with regulatory changes, emerging risks, and best practices in banking audit.

What you will need

  • Strong knowledge of internal audit process, risk management, credit processes, liquidity management, and treasury operations in banking.
  • Familiarity with RBI circulars, and other banking regulations.
  • Ability to assess complex financial transactions, identify control weaknesses, and suggest improvements.
  • Hands-on experience in risk-based audit methodologies, internal controls evaluation, and fraud detection.
  • Strong ability to present audit findings, draft detailed reports, and communicate recommendations effectively.
  • High level of accuracy and thoroughness in reviewing financial statements, policies, and controls.
  • Proficiency in banking software systems like CBS, LOS, LMS, CRM
  • Experience & Qualifications

  • CA (Chartered Accountant) or MBA / M. Com
  • 3 to 8 years of experience in Banking Audit, preferably within Small Finance Banks.
  • Prior experience in Risk Model reviews, credit risk, liquidity management, and regulatory compliance audits will be given preference.
  • Life at slice :

    Life so good, you’d think we’re kidding :

  • Competitive salaries. Period.
  • An extensive medical insurance that looks out for our employees & their dependants. We’ll love you and take care of you, our promise.
  • Flexible working hours. Just don’t call us at 3AM, we like our sleep schedule.
  • Tailored vacation & leave policies so that you enjoy every important moment in your life.
  • A reward system that celebrates hard work and milestones throughout the year. Expect a gift coming your way anytime you kill it here.
  • Learning and upskilling opportunities. Seriously, not kidding.
  • Good food, games, and a cool office to make you feel like home. An environment so good, you’ll forget the term “colleagues can’t be your friends”.
  • We believe in equality. Period.
  • At slice, we are committed to building a diverse and talented workforce. We never discriminate on the basis of race, sex, religion, colour, national origin, gender, gender identity, sexual orientation, age, marital status, veteran status, medical condition, disability, or any other class or characteristic protected by the applicable law.

    We consider all qualified job-seekers with criminal histories in a manner consistent with the applicable law. Additionally, we are committed to providing reasonable accommodations to qualified individuals with physical or mental disabilities in order to participate in the job application or interview process, perform essential job functions, and receive other benefits and privileges of employment.

    Come join our crew!

    About Us

    slice

    A new bank for a new India

    slice’s purpose is to make the world better at using money and time, with a major focus on building the best consumer experience for your money. We’ve all felt how slow, confusing, and complicated banking can be. So, we’re reimagining it. We’re building every product from scratch to be fast, transparent, and feel good, because we believe that the best products transcend demographics, like how great music touches most of us.

    Our cornerstone products and services : slice savings account, slice UPI credit card, slice UPI, and slice business are designed to be simple, rewarding, and completely in your control. At slice, you’ll get to build things you’d use yourself and shape the future of banking in India. We tailor our working experience with the belief that the present moment is the only real thing in life. And we have harmony in the present the most when we feel happy and successful together.

    We’re backed by some of the world’s leading investors, including Tiger Global, Insight Partners, Advent International, Blume Ventures, and Gunosy Capital.

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    Compliance Auditor • Bengaluru, Republic Of India, IN

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